FI
Fundamental Investment Alliance Group, Inc.
State-registered
Investment Adviser · Boutique (under $100M)
CRD 131166
· Lutz, FL
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ADV data as of Apr 14, 2026
- Regulatory AUM
- $10.8M
- Discretionary
- $10.8M
- Clients
- 0
- Avg AUM / client
- —
- Accounts
- 9
- Employees
- 4
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 0 | $678K | 6.27% |
| High net worth individuals | 0 | $4.2M | 38.8% |
| Corporations and other businesses | 0 | $5.9M | 54.9% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Charles Carmen Carnevale | Registered representative | Jun 2004 (22y) | ||
| Colton Joseph Carnevale | Registered representative | Mar 2019 (7y) | ||
| James Irving Rickard | Registered representative | Dec 2025 (1y) | ||
| Charles Stuart Neilson | Registered representative | Dec 2025 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/14/2026 | 1.05 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $10.8M (100% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 14, 2026.
View current Form ADV (SEC/IAPD) ↗