Goodwin Investment Advisory, Llc
- Regulatory AUM
- $397M
- Discretionary
- $391M
- Clients
- 402
- Avg AUM / client
- $988K
- Accounts
- 403
- Employees
- 13
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 30, 2026
Investments (13F portfolio — 29 positions, $83,992,477)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Fidelity Covington Trust | BLUE CHIP GRWTH | $41,939,004 | 836,772 | 49.9% | 10.6% |
| 2 | Fidelity Merrimack Str Tr | TOTAL BD ETF | $12,991,543 | 284,777 | 15.5% | 3.27% |
| 3 | Fidelity Covington Trust | VLU FACTOR ETF | $5,523,197 | 79,585 | 6.58% | 1.39% |
| 4 | Ishares Tr | ESG AWR MSCI USA | $4,332,615 | 30,637 | 5.16% | 1.09% |
| 5 | Vanguard Index Fds | S&P 500 ETF SHS | $3,058,260 | 5,118 | 3.64% | 0.77% |
| 6 | Ishares Tr | CORE S&P500 ETF | $1,845,151 | 2,825 | 2.2% | 0.46% |
| 7 | Invesco Exchange Traded Fd T | S&P 500 TOP 50 | $1,836,153 | 33,660 | 2.19% | 0.46% |
| 8 | Vanguard Index Fds | GROWTH ETF | $1,350,991 | 3,093 | 1.61% | 0.34% |
| 9 | Bank New York Mellon Corp | COM | $1,345,739 | 11,344 | 1.6% | 0.34% |
| 10 | Invesco Exchange Traded Fd T | S&P 100 EQL WIGH | $1,053,755 | 9,144 | 1.25% | 0.27% |
| 11 | Fidelity Comwlth Tr | NASDAQ COMPSIT | $1,040,001 | 12,248 | 1.24% | 0.26% |
| 12 | Pimco Etf Tr | INTER MUN BD ACT | $988,792 | 18,946 | 1.18% | 0.25% |
| 13 | Vanguard Index Fds | SML CP GRW ETF | $732,397 | 2,423 | 0.87% | 0.18% |
| 14 | Axsome Therapeutics Inc. | COM | $716,814 | 4,241 | 0.85% | 0.18% |
| 15 | Vaneck Etf Trust | INTRMDT MUNI ETF | $716,462 | 15,431 | 0.85% | 0.18% |
| 16 | Pgim Etf Tr | TOTAL RETURN BON | $664,326 | 16,004 | 0.79% | 0.17% |
| 17 | Fidelity Covington Trust | FIDELITY FUND LR | $493,655 | 17,751 | 0.59% | 0.12% |
| 18 | Selective Ins Group Inc | COM | $452,340 | 6,000 | 0.54% | 0.11% |
| 19 | John Hancock Exchange Traded | MULTIFACTOR MI | $393,745 | 5,866 | 0.47% | 0.1% |
| 20 | Ishares Tr | S&P SML 600 GWT | $316,770 | 2,189 | 0.38% | 0.08% |
| 21 | J P Morgan Exchange Traded F | MUNICIPAL ETF | $295,541 | 5,912 | 0.35% | 0.07% |
| 22 | Ishares Tr | S&P 500 VAL ETF | $279,563 | 1,324 | 0.33% | 0.07% |
| 23 | Tesla Inc | COM | $253,905 | 683 | 0.3% | 0.06% |
| 24 | J P Morgan Exchange Traded F | US VALUE FACTR | $243,567 | 4,985 | 0.29% | 0.06% |
| 25 | Ishares Tr | CRE U S REIT ETF | $232,128 | 3,922 | 0.28% | 0.06% |
Top 25 of 29 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 279 | $140M | 35.3% |
| High net worth individuals | 118 | $249M | 62.8% |
| Pension and profit sharing plans | 5 | $5.7M | 1.43% |
| Charitable organizations | Fewer than 5 clients | $1.6M | 0.4% |
People (9)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Timothy John Goodwin | Owner/President, Chief Compliance Officer | CFP | Mar 2004 (22y) | 75% or more |
| Goodwin, Maureen, Elizabeth | Owner | Jan 2014 (13y) | 10% – 25% | |
| Joseph M Beckford | Registered representative | CFP | Apr 2011 (15y) | |
| Justin Pitcock | Registered representative | CFP | Jul 2018 (8y) | |
| Reid Trego | Registered representative | Dec 2021 (5y) | ||
| Raymond Brown | Registered representative | CFP | Aug 2022 (4y) | |
| Coby Robert Sullivan | Registered representative | Feb 2025 (1y) | ||
| Herman Pieter Malan Hugo | Registered representative | Feb 2026 (0y) | ||
| Veronica Estrada Dibble | Registered representative | Apr 2026 (0y) |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 899 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Fidelity Brokerage Services $389M (98% of AUM) Mar 2026
- National Financial Services (Fidelity) $136M (91% of AUM) Dec 2021
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗