Amicus Financial Advisors, Llc
- Regulatory AUM
- $551M
- Discretionary
- $551M
- Clients
- 748
- Avg AUM / client
- $737K
- Accounts
- 1,486
- Employees
- 19
AUM over time
Annual snapshots from Form ADV filings · as of Mar 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 627 | $170M | 30.9% |
| High net worth individuals | 121 | $325M | 58.9% |
| Charitable organizations | 0 | $214K | 0.04% |
| Corporations and other businesses | Fewer than 5 clients | $56.1M | 10.2% |
People (21)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Jesus Armando Longoria | Director | CFP | Jan 2007 (20y) | Less than 5% |
| Larry Howland Peterson | Director | CFP | May 2008 (18y) | Less than 5% |
| David Betasso Tombs | President, Chief Compliance Officer, And Director | CFP CFA | Jun 2015 (11y) | ≈ 0% – 2.5% via Tombs, David, Betasso |
| Tombs, Joseph, Wingate | Owner Of Planfirst, Inc. | Jan 2019 (8y) | ≈ 18.75% – 50% via Planfirst, Inc. | |
| Tombs, Patrick, Joseph | Owner Of Planfirst, Inc. | Jan 2019 (8y) | ≈ 18.75% – 50% via Planfirst, Inc. | |
| Bryan Nicolas Sauceda | Director | CFP | Nov 2019 (7y) | Less than 5% |
| Evan John Smith | Director, Treasurer, And Secretary | CFP | Apr 2021 (5y) | Less than 5% |
| Matthew Dean Peck | Registered representative | May 2010 (16y) | ||
| Gregory Beesley Maxwell | Registered representative | CFP | Nov 2010 (16y) | |
| Nelson Gonzalez | Registered representative | Jan 2012 (15y) | ||
| Daniel Beesley Maxwell | Registered representative | Jun 2014 (12y) | ||
| Brit Chelsee Inman Swanson | Registered representative | Mar 2018 (8y) | ||
| Joseph Anthony Digangi | Registered representative | CFP | May 2020 (6y) | |
| Joshua Ruben Ortiz | Registered representative | Chartered Financial Consultant | Jul 2020 (6y) | |
| Marco Antonio Figueroa | Registered representative | CFP | Sep 2020 (6y) | |
| Derek Dewitt Robinett | Registered representative | Personal Financial Specialist CFA | Mar 2021 (5y) | |
| Blake Flint | Registered representative | Nov 2022 (4y) | ||
| Nicholas Vance Bodily | Registered representative | CFP | Aug 2024 (2y) | |
| Joseph Asrat | Registered representative | Sep 2024 (2y) | ||
| Aaron Joseph Bly | Registered representative | CFP | Nov 2024 (2y) | |
| George Allen | Registered representative | Dec 2024 (2y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Planfirst, Inc. | Owner | Jan 2019 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- David Betasso Tombs: 25% – 50% of Tombs, David, Betasso × 0% – 5% direct ≈ 0% – 2.5% of the firm
- Tombs, Joseph, Wingate: 25% – 50% of Planfirst, Inc. × 75% – 100% direct ≈ 18.75% – 50% of the firm
- Tombs, Patrick, Joseph: 25% – 50% of Planfirst, Inc. × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 1.16 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Charles Schwab & Co. $512M (93% of AUM) Mar 2026
- National Advisors Trust Company $17.4M (13% of AUM) Mar 2019
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗