Smart Portfolios, Llc
- Regulatory AUM
- $210M
- Discretionary
- $208M
- Clients
- 150
- Avg AUM / client
- $1.4M
- Accounts
- 448
- Employees
- 6
AUM over time
Annual snapshots from Form ADV filings · as of Mar 27, 2026
Investments (13F portfolio — 99 positions, $100,287,568)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Pimco Etf Tr | ACTIVE BD ETF | $9,969,552 | 108,036 | 9.94% | 4.74% |
| 2 | Bondbloxx Etf Trust | BLOOMBERG THREE | $3,679,353 | 74,315 | 3.67% | 1.75% |
| 3 | Bondbloxx Etf Trust | BLOOMBERG ONE YR | $3,266,830 | 65,970 | 3.26% | 1.55% |
| 4 | Invesco Exchange Traded Fd T | BUYBACK ACHIEV | $3,056,839 | 23,290 | 3.05% | 1.45% |
| 5 | Select Sector Spdr Tr | STATE STREET COM | $2,753,412 | 24,837 | 2.75% | 1.31% |
| 6 | Tcw Etf Trust | TRANSFORM SYSTEM | $2,734,089 | 27,966 | 2.73% | 1.3% |
| 7 | Broadcom Inc | COM | $2,609,788 | 8,432 | 2.6% | 1.24% |
| 8 | Apple Inc | COM | $2,586,120 | 10,190 | 2.58% | 1.23% |
| 9 | Ishares Tr | MSCI INDIA ETF | $2,033,147 | 43,406 | 2.03% | 0.97% |
| 10 | Microsoft Corp | COM | $1,967,824 | 5,316 | 1.96% | 0.94% |
| 11 | Pacer Fds Tr | US CASH COWS 100 | $1,898,822 | 30,352 | 1.89% | 0.9% |
| 12 | Harbor Etf Trust | LONG TERM GROWER | $1,792,116 | 64,632 | 1.79% | 0.85% |
| 13 | Invesco Qqq Tr | UNIT SER 1 | $1,774,054 | 3,074 | 1.77% | 0.84% |
| 14 | Pacer Fds Tr | US SMALL CAP CAS | $1,690,287 | 37,671 | 1.69% | 0.8% |
| 15 | Litman Gregory Fds Tr | IMGP DBI MANAGED | $1,601,196 | 53,108 | 1.6% | 0.76% |
| 16 | Schwab Strategic Tr | US AGGREGATE B | $1,486,080 | 64,000 | 1.48% | 0.71% |
| 17 | First Tr Exchange Traded Fd | DJ INTL INTRNT | $1,468,427 | 53,937 | 1.46% | 0.7% |
| 18 | Vanguard Intl Equity Index F | FTSE EMR MKT ETF | $1,416,533 | 26,208 | 1.41% | 0.67% |
| 19 | Jpmorgan Chase & Co | COM | $1,391,377 | 4,730 | 1.39% | 0.66% |
| 20 | Global X Fds | GLOBAL X URANIUM | $1,380,179 | 28,498 | 1.38% | 0.66% |
| 21 | Spdr Series Trust | STATE STREET SPD | $1,335,701 | 9,112 | 1.33% | 0.64% |
| 22 | Pacer Fds Tr | NASDAQ INTL PATE | $1,334,059 | 46,951 | 1.33% | 0.63% |
| 23 | Spdr Gold Tr | GOLD SHS | $1,321,585 | 3,071 | 1.32% | 0.63% |
| 24 | Pacer Fds Tr | METAURUS CAP 400 | $1,301,106 | 32,415 | 1.3% | 0.62% |
| 25 | Harris Oakmark Etf Trust | OAKMARK U S LRG | $1,269,672 | 46,061 | 1.27% | 0.6% |
Top 25 of 99 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 91 | $40.5M | 19.3% |
| High net worth individuals | 59 | $169M | 80.4% |
| Charitable organizations | Fewer than 5 clients | $426K | 0.2% |
| Corporations and other businesses | Fewer than 5 clients | $263K | 0.13% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Bryce Arnevick James | President | Jul 2004 (22y) | ≈ 56.25% – 100% via Shield Holdings, Llc | |
| Keith Edward Campbell | Chief Investment Officer | Mar 2014 (12y) | Less than 5% | |
| Copper, Kristin, Lynn | Chief Compliance Officer | Jan 2020 (7y) | Less than 5% | |
| Mark Allen Bergeron | Registered representative | CFP | May 2019 (7y) | |
| Philip Laurence Murphy | Registered representative | CFA | Nov 2023 (3y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Shield Holdings, Llc | Member | Mar 2005 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Bryce Arnevick James: 75% – 100% of Shield Holdings, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/27/2026 | 984 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Charles Schwab & Co. $159M (76% of AUM) Mar 2026
- Tiaa Cref Individual & Institutional Services, Llc $20.3M (10% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2026.
View current Form ADV (SEC/IAPD) ↗