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Wealth Manager · Boutique (under $100M)
CRD 131435
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ADV data as of Mar 21, 2025
- Regulatory AUM
- $72.2M
- Discretionary
- $0
- Clients
- 194
- Avg AUM / client
- $372K
- Accounts
- 194
- Employees
- 2
AUM over time
$72.2M
$617M
Mar 19, 2012
Mar 21, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 21, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 192 | $71.8M | 99.5% |
| Charitable organizations | 2 | $359K | 0.5% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Other fees
- • SERVICES WITH ADVISORY CLIENTS IN CERTAIN PRIVATE INVESTMENTS
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
- • Educational seminars/workshops
- • Other services
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 21, 2025.