American Assets Investment Management, Llc
- Regulatory AUM
- $5.9B
- Discretionary
- $5.9B
- Clients
- 12
- Avg AUM / client
- $489M
- Accounts
- 12
- Employees
- 5
AUM over time
Annual snapshots from Form ADV filings · as of Mar 25, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 1 | $3.4M | 0.06% |
| Pooled investment vehicles (non-investment companies) | 1 | $99.9M | 1.7% |
| Insurance companies | 7 | $5.8B | 98.1% |
| Corporations and other businesses | 3 | $11.0M | 0.19% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $89.4M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| American Assets Investment Fund, Lp | Hedge Fund | Delaware | $89.4M | 19 |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Rady, Ernest, Sylvan | Chief Executive Officer, Chief Compliance Officer, Chief Investment Officer & Trustee Of Managing Member | Aug 2002 (24y) | 75% or more | |
| Schwartz, Julie, Lynn | General Counsel | Dec 2012 (14y) | Less than 5% | |
| Zheng, Min | Chief Financial Officer | Dec 2021 (5y) | Less than 5% | |
| John Geeyong Um | Registered representative | Jan 2013 (14y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $89.4M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| American Assets Investment Fund, Lp | Hedge Fund | $89.4M | $500K | 19 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/25/2026 | 1.39 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- J.P. Morgan $5.8B (98% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 25, 2026.
View current Form ADV (SEC/IAPD) ↗