Poehling Capital Management, Inc.
- Regulatory AUM
- $591M
- Discretionary
- $591M
- Clients
- 435
- Avg AUM / client
- $1.4M
- Accounts
- 1,489
- Employees
- 6
AUM over time
Annual snapshots from Form ADV filings · as of Feb 10, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 261 | $131M | 22.1% |
| High net worth individuals | 162 | $437M | 73.9% |
| Charitable organizations | 6 | $7.3M | 1.23% |
| Corporations and other businesses | 6 | $16.0M | 2.7% |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Patrick William Poehling | Vice President | May 2004 (22y) | 10% – 25% | |
| Thomas Ronald Poehling | President, Secretary, Treasurer | May 2004 (22y) | 75% or more | |
| Gery Joseph Sadzewicz | Chief Compliance Officer | Oct 2011 (15y) | Less than 5% | |
| Frederick Benjamin Genz | Director Of Financial Plans | CFP | Apr 2015 (11y) | 5% – 10% |
| Evan Michael Kurkowski | Registered representative | Mar 2021 (5y) | ||
| Bryce William Schuster | Registered representative | Jan 2024 (3y) | ||
| Anne Laube | Registered representative | CFP | Jul 2025 (1y) |
Undisclosed: 0% – 10% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/10/2026 | 947 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Commissions
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $591M (100% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 10, 2026.
View current Form ADV (SEC/IAPD) ↗