Two Point Capital Management, Inc.
- Regulatory AUM
- $311M
- Discretionary
- $311M
- Clients
- 106
- Avg AUM / client
- $2.9M
- Accounts
- 217
- Employees
- 6
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 10, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 26 | $14.0M | 4.49% |
| High net worth individuals | 80 | $297M | 95.5% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| John Bryan Mcgowan | Ceo | CFA | Jan 2019 (8y) | 75% or more |
| Spindler, Paul, William | Chief Compliance Officer | Sep 2021 (5y) | Less than 5% | |
| Jennifer Michelle Kenney Zimmerli | Registered representative | May 2025 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/10/2026 | 1.12 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: INADEQUATE POLICIES AND PROCEDURES MANUAL, LATE FILING OF FORM CRS Status: Final Sanction Detail: MONETARY/FINE AMOUNT; $75,000, CIVIL, NO PAYMENT PLAN, PAID CASH VIA WIRE TRANSFER ON 12/5/2022 Summary: FIRM AND INDIVIDUAL WERE FINED WHICH WAS PAID ON 12/5/2022, IN ADDITION THEY RECEIVED A CEASE AND DESIST.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Fidelity Brokerage Services $311M (100% of AUM) Mar 2026
- National Financial Services (Fidelity) $105M (53% of AUM) Sep 2021
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 10, 2026.
View current Form ADV (SEC/IAPD) ↗