Wayzata Investment Partners Llc
- Regulatory AUM
- $9.4M
- Discretionary
- $9.4M
- Clients
- 2
- Avg AUM / client
- $4.7M
- Accounts
- 2
- Employees
- 4
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 30, 2026
Investments (13F portfolio — 2 positions, $70,794)
13F period Sep 30, 2018| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Avaya Hldgs Corp | COM | $52,977 | 2,392,830 | 74.8% | 0.56% |
| 2 | Lazydays Hldgs Inc | COM | $17,817 | 2,359,905 | 25.2% | 0.19% |
Top 25 of 2 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 2 | $9.4M | 100.0% |
Private funds (2)
Reported in Form ADV Section 7.B.(1), filing of Oct 2024 · $129M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Wayzata Opportunities Fund Iii, L.P. | Hedge Fund | Delaware | $125M | 109 |
| Wayzata Opportunities Fund Offshore Iii, L.P. | Hedge Fund | Cayman Islands | $4.6M | 11 |
People (10)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Halloran, Kathleen, Anne | Trustee | Jan 2004 (23y) | ≈ 9.38% – 37.5% via Kathleen A. Halloran Living Trust Agreement | |
| Halloran, Patrick, Joseph | Manager | Jan 2004 (23y) | Less than 5% | |
| John Edward Foley | Manager Member | Jul 2004 (22y) | ≈ 5% – 18.75% via Ajz Windmill Llc | |
| Carlson, Blake, Matthew | Manager | Dec 2009 (17y) | Less than 5% | |
| Foley, Danae, Ann | Member | Dec 2009 (17y) | ≈ 2.5% – 12.5% via Ajz Windmill Llc | |
| Carlson, Candace, Rae | Trustee | Jun 2010 (16y) | ≈ 1.88% – 12.5% via Candace R. Herstad Carlson Living Trust Dated May 24, 2010 | |
| Aubrey, Kelly, Marie | Chief Operations Officer | Oct 2016 (10y) | Less than 5% | |
| Schutt, Pia, Ellen | Chief Financial Officer | Oct 2016 (10y) | Less than 5% | |
| Burns, Mary, Irene | Vice President And Chief Compliance Officer | Oct 2017 (9y) | Less than 5% | |
| Wallander, Raphael, T | Legal Officer | Jan 2023 (4y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Map Holdings Llc | Member | Dec 2009 | A | 50% – 75% |
| Ajz Windmill Llc | Member | Dec 2009 | A | 10% – 25% |
| Bcwl Holdings, Llc | Member | Dec 2009 | A | 10% – 25% |
| Patrick J. Halloran Living Trust Agreement | Member | Jan 2004 | B | ≈ 25% – 56.25% via Map Holdings Llc |
| Blake M. Carlson Living Trust Dated May 24, 2010 | Member | Jun 2010 | B | ≈ 5% – 18.75% via Bcwl Holdings, Llc |
| Kathleen A. Halloran Living Trust Agreement | Member | Jan 2004 | B | ≈ 12.5% – 37.5% via Map Holdings Llc |
| Candace R. Herstad Carlson Living Trust Dated May 24, 2010 | Member | Jun 2010 | B | ≈ 2.5% – 12.5% via Bcwl Holdings, Llc |
Undisclosed: 0% – 30% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Halloran, Kathleen, Anne: 75% – 100% of Kathleen A. Halloran Living Trust Agreement × 25% – 50% of Map Holdings Llc × 50% – 75% direct ≈ 9.38% – 37.5% of the firm
- John Edward Foley: 50% – 75% of Ajz Windmill Llc × 10% – 25% direct ≈ 5% – 18.75% of the firm
- Foley, Danae, Ann: 25% – 50% of Ajz Windmill Llc × 10% – 25% direct ≈ 2.5% – 12.5% of the firm
- Carlson, Candace, Rae: 75% – 100% of Candace R. Herstad Carlson Living Trust Dated May 24, 2010 × 25% – 50% of Bcwl Holdings, Llc × 10% – 25% direct ≈ 1.88% – 12.5% of the firm
- Patrick J. Halloran Living Trust Agreement: 50% – 75% of Map Holdings Llc × 50% – 75% direct ≈ 25% – 56.25% of the firm
- Blake M. Carlson Living Trust Dated May 24, 2010: 50% – 75% of Bcwl Holdings, Llc × 10% – 25% direct ≈ 5% – 18.75% of the firm
- Kathleen A. Halloran Living Trust Agreement: 25% – 50% of Map Holdings Llc × 50% – 75% direct ≈ 12.5% – 37.5% of the firm
- Candace R. Herstad Carlson Living Trust Dated May 24, 2010: 25% – 50% of Bcwl Holdings, Llc × 10% – 25% direct ≈ 2.5% – 12.5% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (2, $129M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Wayzata Opportunities Fund Iii, L.P. | Hedge Fund | $125M | $10.0M | 109 |
| Wayzata Opportunities Fund Offshore Iii, L.P. | Hedge Fund | $4.6M | $10.0M | 11 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 1.47 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: ADMINISTRATIVE PROCEEDING FILE NO. 3-21914 A.RESPONDENT WAYZATA INVESTMENT PARTNERS CEASE AND DESIST FROM COMMITTING OR CAUSING ANY VIOLATIONS AND ANY FUTURE VIOLATIONS OF SECTION 206(4) OF THE ADVISERS ACT AND RULE 206(4)-5 THEREUNDER. B.RESPONDENT WAYZATA INVESTMENT PARTNERS IS CENSURED. C.RESPONDENT WAYZATA INVESTMENT PARTNERS SHALL, WITHIN 10 DAYS OF THE ENTRY OF THIS ORDER, PAY A CIVIL MONEY PENALTY IN THE AMOUNT OF $60,000 TO THE SECURITIES AND EXCHANGE COMMISSION FOR TRANSFER TO THE GENERAL FUND OF THE UNITED STATES TREASURY, SUBJECT TO EXCHANGE ACT SECTION 21F(G)(3). Status: Final Sanction Detail: ON APRIL 15, 2024 THE SEC ISSUED AN ADMINISTRATIVE PROCEEDING FILE NO. 3-21914. WAYZATA REMITTED A CIVIL PENALTY ON APRIL 16, 2024. Summary: ADMINISTRATIVE PROCEEDING FILE NO. 3-21914 DATED APRIL 15, 2024 A.RESPONDENT WAYZATA INVESTMENT PARTNERS CEASE AND DESIST FROM COMMITTING OR CAUSING ANY VIOLATIONS AND ANY FUTURE VIOLATIONS OF SECTION 206(4) OF THE ADVISERS ACT AND RULE 206(4)-5 THEREUNDER. B.RESPONDENT WAYZATA INVESTMENT PARTNERS IS CENSURED. C.RESPONDENT WAYZATA INVESTMENT PARTNERS SHALL, WITHIN 10 DAYS OF THE ENTRY OF THIS ORDER, PAY A CIVIL MONEY PENALTY IN THE AMOUNT OF $60,000 TO THE SECURITIES AND EXCHANGE COMMISSION FOR TRANSFER TO THE GENERAL FUND OF THE UNITED STATES TREASURY, SUBJECT TO EXCHANGE ACT SECTION 21F(G)(3).
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗