AUMdb

Cim, Llc

SEC-registered Insurance-Affiliated · Small ($100M–$1B) CRD 132136 · SEC file 801-63553 · Albany, NY · www.facebook.com
☆ Save with Pro ADV data as of Mar 27, 2026
Regulatory AUM
$804M
Discretionary
$771M
Clients
385
Avg AUM / client
$2.1M
Accounts
1,074
Employees
12

AUM over time

$189M $804M
Nov 2011 Dec 2025

Annual snapshots from Form ADV filings · as of Mar 27, 2026

Investments (13F portfolio — 166 positions, $691,762,986)

13F period Mar 31, 2026
#IssuerClassValueShares% of 13F% of AUM
1 Nvidia Corporation COM $40,456,867 231,977 5.85% 5.03%
2 Alphabet Inc CAP STK CL A $28,198,115 98,060 4.08% 3.51%
3 Ishares Tr CORE 1 5 YR USD $26,738,760 551,770 3.87% 3.32%
4 Emcor Group Inc COM $22,164,457 30,021 3.2% 2.76%
5 Berkshire Hathaway Inc Del CL B NEW $21,456,821 44,776 3.1% 2.67%
6 Arista Networks Inc COM SHS $21,150,448 172,263 3.06% 2.63%
7 Asml Hldg Nv N Y REGISTRY SHS $20,385,250 15,434 2.95% 2.53%
8 Costco Wholesale Corporation COM $20,290,531 20,363 2.93% 2.52%
9 Monster Beverage Corp New COM $19,280,865 266,090 2.79% 2.4%
10 Ishares Tr TIPS BD ETF $18,810,922 170,451 2.72% 2.34%
11 Amazon Com Inc COM $18,697,843 89,777 2.7% 2.32%
12 Spotify Technology S A SHS $18,632,877 38,425 2.69% 2.32%
13 Mastercard Incorporated CL A $18,179,593 36,384 2.63% 2.26%
14 Meta Platforms Inc CL A $18,084,769 31,610 2.61% 2.25%
15 Apple Inc COM $17,554,307 69,169 2.54% 2.18%
16 Intuitive Surgical Inc COM NEW $17,531,469 38,030 2.53% 2.18%
17 Cintas Corp COM $17,445,712 103,144 2.52% 2.17%
18 Progressive Corp COM $17,114,777 86,334 2.47% 2.13%
19 Synopsys Inc COM $14,782,641 37,285 2.14% 1.84%
20 Novo Nordisk A S ADR $13,778,186 374,917 1.99% 1.71%
21 Intuit COM $12,628,564 29,207 1.83% 1.57%
22 Invesco Exch Traded Fd Tr Ii SR LN ETF $11,281,664 552,752 1.63% 1.4%
23 Cummins Inc COM $10,930,952 20,317 1.58% 1.36%
24 Ishares Tr MBS ETF $9,560,230 100,687 1.38% 1.19%
25 Chipotle Mexican Grill Inc COM $8,536,208 266,691 1.23% 1.06%

Top 25 of 166 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 201 $74.0M 9.2%
High net worth individuals 168 $693M 86.1%
Pension and profit sharing plans 3 $6.6M 0.83%
Charitable organizations 7 $4.8M 0.6%
Other investment advisers 1 $8.3M 1.04%
Corporations and other businesses 5 $17.7M 2.19%

Retirement plan clients

Plans that reported this firm as an investment service provider on Form 5500 Schedule C.

Plan Location Plan year
United Airlines Pilot Retirement Account Plan United Airlines, Inc. 2024

People (3)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Thomas Joseph Curran Co Ceo/Sole Member/Chief Compliance Officer Dec 2003 (23y) 75% or more
Kevin Thomas Curran Co Ceo/Chief Investment Officer CFA Aug 2013 (13y) Less than 5%
Derek G Gray Registered representative CFP Aug 2021 (5y)

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Retirement plans served (1)

PlanSponsorParticipantsPlan assetsAs of
United Airlines Pilot Retirement Account Plan United Airlines, Inc. 17,444 $16.8B 01/01/2024

From Form 5500 service-provider disclosures.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/27/2026 1.1 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Performance-based fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Portfolio management for businesses/institutional clients
  • Pension consulting services
  • Educational seminars/workshops

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2026.

View current Form ADV (SEC/IAPD) ↗