Basso Capital Management, L.P.
- Regulatory AUM
- $2.6B
- Discretionary
- $960M
- Clients
- 115
- Avg AUM / client
- $22.2M
- Accounts
- 115
- Employees
- 12
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of May 29, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 48 | $23.6M | 0.92% |
| High net worth individuals | 66 | $2.5B | 99.1% |
| Pooled investment vehicles (non-investment companies) | 1 | $529K | 0.02% |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Nelson, Dwight, Carlton | Founding Managing Partner | Jan 2004 (23y) | 75% or more | |
| Bowley, Stephen, Mitchell | Chief Financial Officer | Dec 2008 (18y) | Less than 5% | |
| Seidenberg, Marc, Alan | General Counsel & Chief Compliance Officer | Nov 2009 (17y) | Less than 5% | |
| Mark Dea | Registered representative | Jun 2025 (1y) | ||
| Rohan Ramesh Nayak | Registered representative | CFP | Jun 2025 (1y) | |
| Janet Marie Brown | Registered representative | Jan 2026 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Basso Gp, Llc | General Partner | Jan 2004 | A | Less than 5% |
| Basso Management, Llc | General Partner Or Managing Member | Jan 2004 | A | Less than 5% |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/29/2026 | 1.2 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
Custody
Reported custodians
- Pershing $384M (15% of AUM) May 2026
- Charles Schwab & Co. $251M (10% of AUM) May 2026
- Fidelity Brokerage Services $107M (4% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 29, 2026.
View current Form ADV (SEC/IAPD) ↗