Simon Quick Advisors, Llc
SEC-registered
Wealth Manager · Mid-sized ($1B–$10B)
CRD 132330
· SEC file 801-63357
· Morristown, NJ
· www.instagram.com
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ADV data as of Jul 28, 2026
- Regulatory AUM
- $9.0B
- Discretionary
- $8.4B
- Clients
- 1,042
- Avg AUM / client
- $8.6M
- Accounts
- 3,057
- Employees
- 97
AUM over time
$1.9B
$9.0B
Dec 2011
Jul 2026
Annual snapshots from Form ADV filings · as of Jul 28, 2026
Investments (13F portfolio — 378 positions, $2,185,616,096)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | State Str Spdr S&P 500 Etf T | TR UNIT | $179,939,862 | 276,686 | 8.23% | 2.0% |
| 2 | Vanguard Index Fds | GROWTH ETF | $136,562,103 | 312,649 | 6.25% | 1.52% |
| 3 | Vanguard Index Fds | VALUE ETF | $129,925,763 | 662,211 | 5.94% | 1.44% |
| 4 | Ishares Tr | RUS 1000 GRW ETF | $105,524,835 | 247,479 | 4.83% | 1.17% |
| 5 | Vanguard Index Fds | S&P 500 ETF SHS | $90,190,863 | 150,934 | 4.13% | 1.0% |
| 6 | Spdr Series Trust | STATE STREET SPD | $86,566,210 | 1,529,979 | 3.96% | 0.96% |
| 7 | Ishares Tr | CORE S&P500 ETF | $86,051,498 | 131,736 | 3.94% | 0.96% |
| 8 | Apple Inc | COM | $70,516,630 | 277,854 | 3.23% | 0.78% |
| 9 | Vanguard Tax Managed Fds | VAN FTSE DEV MKT | $70,379,868 | 1,098,313 | 3.22% | 0.78% |
| 10 | Janus Detroit Str Tr | HENDRSON AAA CL | $65,207,766 | 1,294,575 | 2.98% | 0.72% |
| 11 | Ishares Tr | CORE S&P TTL STK | $62,627,993 | 439,711 | 2.87% | 0.7% |
| 12 | Vanguard Intl Equity Index F | FTSE EMR MKT ETF | $35,595,561 | 658,567 | 1.63% | 0.4% |
| 13 | Vanguard Intl Equity Index F | TT WRLD ST ETF | $33,893,610 | 245,038 | 1.55% | 0.38% |
| 14 | Amazon Com Inc | COM | $33,130,461 | 159,075 | 1.52% | 0.37% |
| 15 | Ishares Tr | CORE MSCI EAFE | $31,839,355 | 351,699 | 1.46% | 0.35% |
| 16 | Ishares Inc | CORE MSCI EMKT | $30,776,217 | 441,236 | 1.41% | 0.34% |
| 17 | Ishares Tr | RUS 1000 VAL ETF | $29,731,233 | 139,146 | 1.36% | 0.33% |
| 18 | Vanguard Index Fds | TOTAL STK MKT | $23,832,582 | 74,289 | 1.09% | 0.26% |
| 19 | Vanguard Index Fds | SMALL CP ETF | $22,552,324 | 86,104 | 1.03% | 0.25% |
| 20 | Bank America Corp | COM | $20,895,557 | 428,627 | 0.96% | 0.23% |
| 21 | Ishares Tr | TRUST ISHARE 0-1 | $19,792,907 | 179,300 | 0.91% | 0.22% |
| 22 | Vanguard World Fd | INF TECH ETF | $17,426,465 | 24,976 | 0.8% | 0.19% |
| 23 | Microsoft Corp | COM | $14,969,406 | 40,439 | 0.68% | 0.17% |
| 24 | Ishares Tr | ULTRA SHORT DUR | $14,913,180 | 294,610 | 0.68% | 0.17% |
| 25 | Select Sector Spdr Tr | STATE STREET FIN | $14,910,573 | 302,017 | 0.68% | 0.17% |
Top 25 of 378 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 328 | $109M | 1.21% |
| High net worth individuals | 666 | $7.6B | 83.8% |
| Pooled investment vehicles (non-investment companies) | 4 | $418M | 4.65% |
| Pension and profit sharing plans | 6 | $57.3M | 0.64% |
| Charitable organizations | 28 | $501M | 5.56% |
| Other investment advisers | 1 | $191M | 2.12% |
| Insurance companies | 6 | $81.9M | 0.91% |
| Corporations and other businesses | 3 | $97.1M | 1.08% |
Private funds (4)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $367M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Simon Quick Global Equities Fund Qp, Lp | Other Private Fund | Delaware | $148M | 106 |
| Simon Quick Chapin Master Fund Qp, Llc master | Other Private Fund | Delaware | $136M | 140 |
| Simon Quick Chapin Master Fund, Llc master | Other Private Fund | Delaware | $44.1M | 60 |
| Simon Quick Global Equities Fund, Lp | Other Private Fund | Delaware | $37.7M | 44 |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Visiting Nurse Association In Middlesex County Pension Plan Visiting Nurse Association Health Group, Inc. | 2024 |
People (46)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| John Peter Simon | Owner | Jan 1988 (39y) | ≈ 5% – 18.75% via William E Simon & Sons, Llc | |
| Simon, William, Edward | Owner | Jan 1988 (39y) | ≈ 5% – 18.75% via William E Simon & Sons, Llc | |
| Manning, James, Frederick | Trustee | Oct 1993 (33y) | GP / trustee / elected manager of Leslie C. Quick, Iii Descendants Trust Under Agreement Dated March 11, 1993 (indirect) | |
| Leslie Charles Quick Iii | Managing Partner | Jun 2004 (22y) | 10% – 25% | |
| Joseph Andrew Belfatto | Managing Partner | Mar 2007 (19y) | 10% – 25% | |
| Christopher Brian Moore | Managing Partner | CFP | Nov 2012 (14y) | Less than 5% |
| Delotto, Mark, David | Managing Partner, Chief Operating Officer | Jan 2013 (14y) | Less than 5% | |
| Steven Henry Pisano | Chief Compliance Officer | Aug 2016 (10y) | Less than 5% | |
| Oliveri, Michael, Thomas | Chief Financial Officer | Jul 2017 (9y) | Less than 5% | |
| Thomas Patrick Morr | Managing Partner | CFP | Jan 2018 (9y) | Less than 5% |
| Yi, Wayne | Partner, Chief Investment Officer | Jan 2023 (4y) | Less than 5% | |
| Larissa Anne Mehlfelder | Registered representative | CFP | Nov 2012 (14y) | |
| William Bernard Lalor | Registered representative | CFP | Nov 2012 (14y) | |
| Daniel Brian Weitz | Registered representative | CFP | Apr 2013 (13y) | |
| Jack R Mahoney | Registered representative | CFP | Jun 2018 (8y) | |
| Lisa Ann Manzolillo | Registered representative | CFP | Aug 2018 (8y) | |
| Kristin Mccamish Bell | Registered representative | CFA | Nov 2018 (8y) | |
| Brannon Jeffrey Fisher | Registered representative | CFP | Apr 2019 (7y) | |
| James Vincent Mcgurren | Registered representative | CFP | Oct 2019 (7y) | |
| Anders Paul Velischek | Registered representative | CFP | Apr 2020 (6y) | |
| Connor Nelson Donovan | Registered representative | CFP | Feb 2021 (5y) | |
| Jenna Mary Morr | Registered representative | CFA | Apr 2021 (5y) | |
| David Van Houten Iii Hedley | Registered representative | Jun 2021 (5y) | ||
| Garrett M Wells | Registered representative | CFP | Oct 2021 (5y) | |
| Erin Leigh Slocum | Registered representative | CFP | Apr 2022 (4y) | |
| Arthur Neal Langhaus | Registered representative | May 2022 (4y) | ||
| Thomas C Trynin | Registered representative | Jun 2022 (4y) | ||
| William Fleming Conger | Registered representative | Jun 2022 (4y) | ||
| Anthony J Santoro | Registered representative | Aug 2022 (4y) | ||
| Maritza Chow Young | Registered representative | Mar 2023 (3y) | ||
| Brian Douglas Hipwell | Registered representative | CFP | Apr 2023 (3y) | |
| Ryan Paul Casey | Registered representative | Jan 2025 (2y) | ||
| Mc Clain Hunt Bishop | Registered representative | Feb 2025 (1y) | ||
| Shei Unger | Registered representative | CFP | Jun 2025 (1y) | |
| Andrew Fraser Ferguson | Registered representative | CFP Chartered Financial Consultant | Jun 2025 (1y) | |
| Patricia Ann Yeager | Registered representative | CFP | Jun 2025 (1y) | |
| Nathan Wesley Ohlinger | Registered representative | CFP | Jun 2025 (1y) | |
| Ryan Patrick Moffett | Registered representative | CFP | Jun 2025 (1y) | |
| Jordan Maly | Registered representative | CFP | Sep 2025 (1y) | |
| Sydney M Mcgrew | Registered representative | CFP | Oct 2025 (1y) | |
| Adam Jordan Talmadge | Registered representative | CFP | Nov 2025 (1y) | |
| Christopher S Bromley | Registered representative | CFP | Nov 2025 (1y) | |
| Jacob C Dempsey | Registered representative | CFP | Nov 2025 (1y) | |
| Christos John Thomas | Registered representative | Jan 2026 (1y) | ||
| Christian Yoss | Registered representative | CFP | Mar 2026 (0y) | |
| Patrick J Murphy | Registered representative | CFP | Mar 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Qiii Family Enterprises Llc | Shareholder | Dec 2006 | A | 10% – 25% |
| William E Simon & Sons, Llc | Shareholder | Jul 2017 | A | 10% – 25% |
| Leslie C. Quick, Iii Descendants Trust Under Agreement Dated March 11, 1993 | Owner | Apr 2017 | B | ≈ 2.5% – 12.5% via Qiii Family Enterprises Llc |
Undisclosed: 0% – 60% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- John Peter Simon: 50% – 75% of William E Simon & Sons, Llc × 10% – 25% direct ≈ 5% – 18.75% of the firm
- Simon, William, Edward: 50% – 75% of William E Simon & Sons, Llc × 10% – 25% direct ≈ 5% – 18.75% of the firm
- Leslie C. Quick, Iii Descendants Trust Under Agreement Dated March 11, 1993: 25% – 50% of Qiii Family Enterprises Llc × 10% – 25% direct ≈ 2.5% – 12.5% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (4, $367M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Simon Quick Global Equities Fund Qp, Lp | Other Private Fund | $148M | $1.0M | 106 |
| Simon Quick Chapin Master Fund Qp, Llc | Other Private Fund | $136M | $1.0M | 140 |
| Simon Quick Chapin Master Fund, Llc | Other Private Fund | $44.1M | $1.0M | 60 |
| Simon Quick Global Equities Fund, Lp | Other Private Fund | $37.7M | $1.0M | 44 |
From Form ADV Section 7.B private fund reporting.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Visiting Nurse Association In Middlesex County Pension Plan | Visiting Nurse Association Health Group, Inc. | 17 | $18.2M | 07/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/18/2026 | 2.22 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Other fees
- • THIRD PARTY MANAGED ASSET PROGRAM
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Fidelity Brokerage Services $5.1B (56% of AUM) Mar 2026
- Charles Schwab & Co. $1.8B (20% of AUM) Mar 2026
- BNY Mellon $337M (11% of AUM) Jan 2019
- Pershing $164M (2% of AUM) Aug 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 28, 2026.
View current Form ADV (SEC/IAPD) ↗