Stonecastle Advisors, Llc
- Regulatory AUM
- $763M
- Discretionary
- $763M
- Clients
- 5
- Avg AUM / client
- $153M
- Accounts
- 5
- Employees
- 6
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 5 | $763M | 100.0% |
Private funds (6)
Reported in Form ADV Section 7.B.(1), filing of May 2024 · $1.1B combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Us Capital Funding Vi, Ltd. | Securitized Asset Fund | Cayman Islands | $330M | 15 |
| Us Capital Funding Iv, Ltd. | Securitized Asset Fund | Cayman Islands | $249M | 7 |
| Us Capital Funding V, Ltd. | Securitized Asset Fund | Cayman Islands | $193M | 10 |
| Us Capital Funding Ii, Ltd. | Securitized Asset Fund | Cayman Islands | $150M | 33 |
| Us Capital Funding Iii, Ltd. | Securitized Asset Fund | Cayman Islands | $109M | 13 |
| Us Capital Funding I, Ltd | Securitized Asset Fund | Cayman Islands | $90.5M | 10 |
People (4)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Siegel, Joshua, Stuart | President | Jun 2003 (23y) | 25% – 50% of Stone Castle Partners, Llc (indirect) | |
| Shilowitz, George | Executive Officer | Jan 2007 (20y) | Less than 5% | |
| Schatten, Rachel, Nachas | Chief Compliance Officer | Mar 2014 (12y) | Less than 5% | |
| Farrell, Patrick, Joseph | Chief Financial Officer | Apr 2014 (12y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Stonecastle Advisory Services, Llc | Sole Member | Jun 2018 | A | 75% or more |
| Stonecastle Partners, Llc | Sole Member | Jun 2018 | B | ≈ 56.25% – 100% via Stonecastle Advisory Services, Llc |
| Charlesbank Equity Fund Vi, Lp | Member | Sep 2009 | B | ≈ 14.06% – 50% via Stonecastle Partners, Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Stonecastle Partners, Llc: 75% – 100% of Stonecastle Advisory Services, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Charlesbank Equity Fund Vi, Lp: 25% – 50% of Stonecastle Partners, Llc × 75% – 100% of Stonecastle Advisory Services, Llc × 75% – 100% direct ≈ 14.06% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (6, $1.1B gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Us Capital Funding Vi, Ltd. | Securitized Asset Fund | $330M | $100K | 15 |
| Us Capital Funding Iv, Ltd. | Securitized Asset Fund | $249M | $100K | 7 |
| Us Capital Funding V, Ltd. | Securitized Asset Fund | $193M | $100K | 10 |
| Us Capital Funding Ii, Ltd. | Securitized Asset Fund | $150M | $100K | 33 |
| Us Capital Funding Iii, Ltd. | Securitized Asset Fund | $109M | $100K | 13 |
| Us Capital Funding I, Ltd | Securitized Asset Fund | $90.5M | $100K | 10 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 2.08 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Other fees
- • COLLATERAL MANAGEMENT FEES
Services
- • Portfolio management for pooled investment vehicles
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗