Lipe & Dalton,Inc.
- Regulatory AUM
- $780M
- Discretionary
- $780M
- Clients
- 382
- Avg AUM / client
- $2.0M
- Accounts
- 382
- Employees
- 2
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Feb 11, 2026
Investments (13F portfolio — 94 positions, $215,132)
13F period Jun 30, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Apple Inc | cs | $18,651 | 64,456 | 8.67% | 0.0% |
| 2 | Alphabet Inc Cap Stock Cl C | cs | $17,393 | 49,227 | 8.08% | 0.0% |
| 3 | Goldman Sachs Group Inc | cs | $14,045 | 13,887 | 6.53% | 0.0% |
| 4 | Canadian Imperial Bank Comm To | cs | $8,586 | 74,660 | 3.99% | 0.0% |
| 5 | Intel Corp | cs | $7,832 | 56,094 | 3.64% | 0.0% |
| 6 | Brookfield Corp Cl A | cs | $7,020 | 164,830 | 3.26% | 0.0% |
| 7 | Te Connectivity Plc | cs | $6,635 | 32,908 | 3.08% | 0.0% |
| 8 | Snap On Inc | cs | $6,088 | 15,130 | 2.83% | 0.0% |
| 9 | Boeing Co | cs | $5,870 | 27,116 | 2.73% | 0.0% |
| 10 | Rtx Corporation Com | cs | $4,892 | 25,782 | 2.27% | 0.0% |
| 11 | Amazon.Com Inc | cs | $4,863 | 20,403 | 2.26% | 0.0% |
| 12 | Berkshire Hathaway Inc Cl B | cs | $4,661 | 9,315 | 2.17% | 0.0% |
| 13 | Abb Vie Inc | cs | $4,621 | 18,365 | 2.15% | 0.0% |
| 14 | Hershey Co | cs | $4,599 | 26,212 | 2.14% | 0.0% |
| 15 | Deere & Co | cs | $4,594 | 7,243 | 2.14% | 0.0% |
| 16 | Borg Warner Inc | cs | $4,500 | 67,775 | 2.09% | 0.0% |
| 17 | Emerson Electric Co | cs | $4,491 | 31,375 | 2.09% | 0.0% |
| 18 | Thermo Fisher Scientific Inc | cs | $4,278 | 8,533 | 1.99% | 0.0% |
| 19 | Yum Brands Inc | cs | $4,130 | 25,832 | 1.92% | 0.0% |
| 20 | Danaher Corp | cs | $4,068 | 21,358 | 1.89% | 0.0% |
| 21 | Morgan Stanley | cs | $3,993 | 19,101 | 1.86% | 0.0% |
| 22 | Masco Corp | cs | $3,983 | 48,955 | 1.85% | 0.0% |
| 23 | Eaton Corp Plc | cs | $3,767 | 8,840 | 1.75% | 0.0% |
| 24 | Baxter Intl Inc | cs | $3,539 | 165,983 | 1.65% | 0.0% |
| 25 | Tc Energy Corp | cs | $3,316 | 50,022 | 1.54% | 0.0% |
Top 25 of 94 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 376 | $741M | 95.0% |
| Charitable organizations | 6 | $39.0M | 5.0% |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Patrick Dalton | President | CFA | Aug 2004 (22y) | 50% – 75% |
| Willard Charles Lipe | Chief Executive Officer/Chief Compliance Officer | CFA | Aug 2004 (22y) | 50% – 75% |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/11/2026 | 992 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 11, 2026.
View current Form ADV (SEC/IAPD) ↗