Km Capital Management, Ltd.
- Regulatory AUM
- $374M
- Discretionary
- $269M
- Clients
- 42
- Avg AUM / client
- $8.9M
- Accounts
- 42
- Employees
- 9
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 16 | $3.8M | 1.02% |
| High net worth individuals | 23 | $294M | 78.6% |
| Pooled investment vehicles (non-investment companies) | 2 | $72.3M | 19.3% |
| Charitable organizations | 1 | $3.9M | 1.03% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Apr 2024 · $1.6M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Km Capital Venture Partners Iii, Lp | Private Equity Fund | Texas | $1.6M | 25 |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Joseph Andrew Feste | President/Chief Compliance Officer | Jul 2004 (22y) | 75% or more | |
| Mark Ruben Tracy | Chief Financial Officer | CFP | Oct 2004 (22y) | Less than 5% |
| Feste, Kelley | Owner | Sep 2009 (17y) | ≈ 0% – 3.75% via Km Capital Management Gp Llc | |
| Joseph W Feste | Vice President | Mar 2014 (12y) | Less than 5% | |
| Marmar Bazyar Binley | Registered representative | Sep 2024 (2y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Km Capital Management Gp Llc | General Partner | Sep 2009 | A | Less than 5% |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Feste, Kelley: 50% – 75% of Km Capital Management Gp Llc × 0% – 5% direct ≈ 0% – 3.75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $1.6M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Km Capital Venture Partners Iii, Lp | Private Equity Fund | $1.6M | $10.0K | 25 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1020 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Performance-based fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $249M (66% of AUM) Mar 2026
- U.S. Bank $25.7M (8% of AUM) Jan 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗