Human Investing, Llc
SEC-registered
Institutional / Pension Advisor · Mid-sized ($1B–$10B)
CRD 133017
· SEC file 801-63556
· Lake Oswego, OR
· www.humaninvesting.com
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ADV data as of Mar 26, 2026
- Regulatory AUM
- $2.2B
- Discretionary
- $964M
- Clients
- 1,348
- Avg AUM / client
- $1.6M
- Accounts
- 3,382
- Employees
- 28
AUM over time
$331M
$2.2B
Dec 2011
Dec 2025
Annual snapshots from Form ADV filings · as of Mar 26, 2026
Investments (13F portfolio — 96 positions, $686,572,293)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Vanguard Index Fds | S&P 500 ETF SHS | $189,997,899 | 317,962 | 27.7% | 8.54% |
| 2 | Vanguard Tax Managed Fds | VAN FTSE DEV MKT | $77,434,884 | 1,208,409 | 11.3% | 3.48% |
| 3 | Ishares Tr | CORE S&P MCP ETF | $37,247,816 | 551,574 | 5.43% | 1.67% |
| 4 | Vanguard Whitehall Fds | HIGH DIV YLD | $36,716,956 | 247,921 | 5.35% | 1.65% |
| 5 | Vanguard Bd Index Fds | SHORT TRM BOND | $35,239,431 | 449,426 | 5.13% | 1.58% |
| 6 | Vanguard Specialized Funds | DIV APP ETF | $34,586,152 | 160,821 | 5.04% | 1.56% |
| 7 | Vanguard Charlotte Fds | TOTAL INT BD ETF | $30,137,876 | 627,219 | 4.39% | 1.36% |
| 8 | Ishares Tr | CORE S&P500 ETF | $25,424,687 | 38,922 | 3.7% | 1.14% |
| 9 | Vanguard Bd Index Fds | INTERMED TERM | $19,558,399 | 253,413 | 2.85% | 0.88% |
| 10 | Vanguard Scottsdale Fds | SHORT TERM TREAS | $19,052,455 | 325,461 | 2.78% | 0.86% |
| 11 | Ishares Tr | CORE S&P SCP ETF | $18,754,504 | 150,869 | 2.73% | 0.84% |
| 12 | Vanguard Intl Equity Index F | FTSE EMR MKT ETF | $18,343,584 | 339,382 | 2.67% | 0.82% |
| 13 | Vanguard World Fd | ESG US STK ETF | $17,005,770 | 151,472 | 2.48% | 0.76% |
| 14 | Vanguard Whitehall Fds | INTL HIGH ETF | $14,944,953 | 158,584 | 2.18% | 0.67% |
| 15 | Vanguard Whitehall Fds | INTL DVD ETF | $12,077,586 | 136,531 | 1.76% | 0.54% |
| 16 | Broadcom Inc | COM | $7,703,506 | 24,889 | 1.12% | 0.35% |
| 17 | Vanguard Index Fds | TOTAL STK MKT | $7,020,973 | 21,885 | 1.02% | 0.32% |
| 18 | Vanguard Index Fds | LARGE CAP ETF | $6,930,812 | 23,192 | 1.01% | 0.31% |
| 19 | Vanguard World Fd | ESG INTL STK ETF | $5,693,599 | 79,375 | 0.83% | 0.26% |
| 20 | Vanguard Bd Index Fds | TOTAL BND MRKT | $5,402,444 | 73,363 | 0.79% | 0.24% |
| 21 | Apple Inc | COM | $4,366,002 | 17,203 | 0.64% | 0.2% |
| 22 | Vanguard Index Fds | REAL ESTATE ETF | $4,271,647 | 48,158 | 0.62% | 0.19% |
| 23 | Vanguard World Fd | ESG US CORP BD | $4,037,676 | 64,263 | 0.59% | 0.18% |
| 24 | Vanguard Scottsdale Fds | INTER TERM TREAS | $3,267,156 | 54,864 | 0.48% | 0.15% |
| 25 | Microsoft Corp | COM | $3,138,551 | 8,479 | 0.46% | 0.14% |
Top 25 of 96 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,131 | $437M | 19.6% |
| High net worth individuals | 136 | $481M | 21.6% |
| Pension and profit sharing plans | 73 | $1.3B | 56.6% |
| Charitable organizations | 8 | $48.8M | 2.2% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
People (18)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Fisher, Peter, Ray | Principal/Chief Compliance Officer | Sep 2004 (22y) | 50% – 75% | |
| Novak, Jill | Chief People Officer | Jan 2007 (20y) | Less than 5% | |
| Andrew Wiemer Nelson | Member | Feb 2012 (14y) | 10% – 25% | |
| Marc Masao Kadomatsu | Member | CFP Chartered Financial Consultant | Feb 2017 (9y) | 10% – 25% |
| William Joseph Kellar | Registered representative | CFP | Apr 2016 (10y) | |
| Andrew Richard Gladhill | Registered representative | CFA | Jan 2020 (7y) | |
| Drayton Leigh Carlberg | Registered representative | Jan 2022 (5y) | ||
| Maria Lucia Genevieve Bell | Registered representative | Apr 2022 (4y) | ||
| Austin Jesse Pearce | Registered representative | May 2022 (4y) | ||
| Amanda Marie Earlywine | Registered representative | Jan 2024 (3y) | ||
| Cort Daniel Morris | Registered representative | Jan 2025 (2y) | ||
| Robin Donovan | Registered representative | Jan 2025 (2y) | ||
| Cole Thomas | Registered representative | Feb 2025 (1y) | ||
| Holly Huddleson | Registered representative | Feb 2025 (1y) | ||
| David Anderson | Registered representative | CFP | Dec 2025 (1y) | |
| Rebecca Anne Rohleder | Registered representative | Jan 2026 (1y) | ||
| Mitchell Thomas Chilcott | Registered representative | Jan 2026 (1y) | ||
| Nicole Lindblom | Registered representative | Jan 2026 (1y) |
Undisclosed: 0% – 30% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (21)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Rogers Machinery Company, Inc. 401(k) Profit Sharing Plan | Rogers Machinery Company, Inc. | 371 | $69.8M | 04/01/2024 |
| Quantum Residential, Inc. 401(k) Retirement Plan | Quantum Residential, Inc. | 130 | $1.5M | 01/01/2024 |
| Dick's Auto Group 401(k) Plan | Dick's Auto Sales & Leasing, Inc. Dba Dick's Country Chrysler Jeep Dod | 251 | $3.6M | 01/01/2024 |
| Alaska Communications Systems Retirement Plan | Alaska Communications Systems Holdings, Inc. | 1 | $9.7M | 01/01/2024 |
| New Energy Works Of Rochester, Inc. 401 (K) Profit Sharing Plan | New Energy Works Of Rochester, Inc. | 196 | $12.9M | 01/01/2024 |
| R&H Construction Co. 401(k) Profit Sharing Retirement Plan | R&H Construction Co. | 147 | $32.3M | 01/01/2024 |
| Smith Brothers Farms 401 K Profit Sharing Plan | Smith Brothers Holdings, Inc. | 238 | $12.7M | 01/01/2024 |
| Delap Llp Retirement Plan | Delap Llp | 125 | $36.7M | 01/01/2024 |
| New Leaf Community Markets And Good Food Holdings 401(k) Plan | New Leaf Community Markets, Inc. | 560 | $17.1M | 01/01/2024 |
| Petro 49, Inc. Profit Sharing And 401(k) Plan | Petro 49, Inc. | 441 | $35.4M | 01/01/2024 |
| The Center 401(k) Plan | The Center | 360 | $50.5M | 01/01/2024 |
| Dennis' 7 Dees Tax Deferred Savings Plan | Dennis' Seven Dees Landscaping, Inc | 208 | $16.2M | 01/01/2024 |
| Alaska Communications Employee 401(k) Savings Plan For Alaska | Alaska Communications Systems Holdings, Inc. | 420 | $68.4M | 01/01/2024 |
| Tillamook County Creamery Association Employees' 401(k) Savings Plan | Tillamook County Creamery Association | 1,005 | $168M | 01/01/2024 |
| Mid Columbia Medical Center Deferred Compensation Plan | Mid Columbia Medical Center | 0 | $67.8K | 01/01/2024 |
| Braun Northwest, Inc. 401(k) Plan | Braun Northwest, Inc. | 188 | $12.1M | 01/01/2024 |
| Western Capital Corporation 401(k) Profit Sharing Plan | Western Capital Corporation | 132 | $9.4M | 01/01/2024 |
| Lmc Construction 401(k) Plan | Lmc, Inc. | 118 | $7.6M | 01/01/2024 |
| French International School Of Oregon 403(b) Plan | French International School Of Oregon | 173 | $9.8M | 01/01/2024 |
| Airship Group Inc. 401(k) Profit Sharing Plan And Trust | Airship Group Inc. | 280 | $28.4M | 01/01/2024 |
| New Seasons Market Llc 401(k) Plan | New Seasons Market Llc | 2,515 | $69.5M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/26/2026 | 938 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Other services
Custody
Reported custodians
- Fidelity Brokerage Services $747M (34% of AUM) Mar 2026
- Charles Schwab & Co. $692M (31% of AUM) Mar 2026
- The Standard $305M (14% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 26, 2026.
View current Form ADV (SEC/IAPD) ↗