AUMdb

Redwood Investments, Llc

SEC-registered Investment Adviser · Small ($100M–$1B) CRD 133028 · SEC file 801-63597 · Boston, MA · www.facebook.com
☆ Save with Pro ADV data as of May 19, 2026
Regulatory AUM
$710M
Discretionary
$710M
Clients
85
Avg AUM / client
$8.4M
Accounts
85
Employees
6

AUM over time

$675M $2.2B
Dec 2011 May 2026

Annual snapshots from Form ADV filings · as of May 19, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 1 $119K 0.02%
High net worth individuals 63 $68.8M 9.69%
Investment companies 4 $209M 29.4%
Pooled investment vehicles (non-investment companies) 2 $10.6M 1.49%
Pension and profit sharing plans 1 $1.2M 0.17%
Charitable organizations 2 $16.8M 2.36%
State or municipal government entities 10 $401M 56.5%
Corporations and other businesses 2 $2.5M 0.35%

People (11)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Jennifer Katz Silver Managing Partner, Board Of Managers CFA Jul 2004 (22y) Less than 5%
Michael J Mufson Managing Partner, Board Of Managers CFA Jul 2004 (22y) Less than 5%
Alger, Alexandra, Dewey Stockholder Dec 2023 (3y) ≈ 14.06% – 50% via Alger Associates, Inc.
Alger, Hilary, Miller Stockholder Dec 2023 (3y) ≈ 14.06% – 50% via Alger Associates, Inc.
Alger, Nicole, Demarigny Stockholder Dec 2023 (3y) ≈ 14.06% – 50% via Alger Associates, Inc.
Chung, Daniel, Cayley Board Of Managers Jan 2024 (3y) Less than 5%
Hendricks, Maureen, Agnes Board Of Managers Jan 2024 (3y) Less than 5%
Liebes, Hal Board Of Managers Jan 2024 (3y) Less than 5%
Payne, Tina Chief Compliance Officer Jan 2024 (3y) Less than 5%
Ezra S Samet Registered representative CFA Sep 2018 (8y)
Donald William Smith Registered representative CFA Mar 2019 (7y)

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
Alger Group Holdings, Llc Direct Parent Jan 2024 A 75% or more
Alger Associates, Inc. Indirect Parent Of Registrant Jan 2024 B ≈ 56.25% – 100% via Alger Group Holdings, Llc

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Estimated effective ownership (look-through of filed bands):

  • Alger, Alexandra, Dewey: 25% – 50% of Alger Associates, Inc. × 75% – 100% of Alger Group Holdings, Llc × 75% – 100% direct ≈ 14.06% – 50% of the firm
  • Alger, Hilary, Miller: 25% – 50% of Alger Associates, Inc. × 75% – 100% of Alger Group Holdings, Llc × 75% – 100% direct ≈ 14.06% – 50% of the firm
  • Alger, Nicole, Demarigny: 25% – 50% of Alger Associates, Inc. × 75% – 100% of Alger Group Holdings, Llc × 75% – 100% direct ≈ 14.06% – 50% of the firm
  • Alger Associates, Inc.: 75% – 100% of Alger Group Holdings, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 05/19/2026 1.45 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management

Services

  • Portfolio management for individuals/small businesses
  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses/institutional clients

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 19, 2026.

View current Form ADV (SEC/IAPD) ↗