Westend Advisors, Llc
- Regulatory AUM
- $1.9B
- Discretionary
- $1.9B
- Clients
- 4,149
- Avg AUM / client
- $450K
- Accounts
- 4,149
- Employees
- 29
AUM over time
Annual snapshots from Form ADV filings · as of Jan 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 3,791 | $1.3B | 71.1% |
| High net worth individuals | 259 | $406M | 21.7% |
| Pension and profit sharing plans | 5 | $6.8M | 0.36% |
| Charitable organizations | 30 | $32.4M | 1.73% |
| State or municipal government entities | 1 | $1.1M | 0.06% |
| Corporations and other businesses | 63 | $92.9M | 4.97% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| United Assn Of Journeymen Plumbers & Pipefitters Local 357 Pension Plan Board Of Trustees Of The Kalamazoo Plumbers & Pipefitters 357 Pension | 2024 | |
| Carpenters' Pension Trust Fund Detroit And Vicinity Board Of Trustees Of Carpenters' Pension Trust Funddetroit&Vicinity | 2024 |
People (20)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Edmund Nelson Durden | Chief Investment Strategist | Dec 2006 (20y) | Less than 5% | |
| Frederick O. Porter | Chief Investment Officer | CFA | Aug 2008 (18y) | Less than 5% |
| Policarpo, Michael, Dennis | Chief Administrative Officer | Aug 2013 (13y) | Less than 5% | |
| Gupta, Nina | Secretary | Jul 2016 (10y) | Less than 5% | |
| James Walter Cox | Chief Compliance Officer | Jun 2020 (6y) | Less than 5% | |
| Jason Michael Leibowitz | Managing Partner | Mar 2022 (4y) | Less than 5% | |
| Anna F Brown | Registered representative | May 2008 (18y) | ||
| Jennifer Marie Friedland | Registered representative | Jan 2011 (16y) | ||
| Joseph Nicholas Dagostino | Registered representative | Feb 2018 (8y) | ||
| Marion Wooten Peebles | Registered representative | CFA | Jan 2019 (8y) | |
| Brian William Bzik | Registered representative | Mar 2022 (4y) | ||
| Daniel Townsend Porter | Registered representative | Mar 2022 (4y) | ||
| John Charles Carlson | Registered representative | Mar 2022 (4y) | ||
| Seth Leldon Knight | Registered representative | Mar 2022 (4y) | ||
| Stephen Hunter Rome | Registered representative | Mar 2022 (4y) | ||
| Luke Rutledge | Registered representative | Nov 2022 (4y) | ||
| Peter Nicholas Tortorici | Registered representative | Dec 2022 (4y) | ||
| Natale Joseph Monastra | Registered representative | Jan 2024 (3y) | ||
| Cade Joseph Vela | Registered representative | Mar 2024 (2y) | ||
| Trevor William Deubner | Registered representative | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Victory Capital Holdings, Llc | Shareholder | Dec 2021 | A | 75% or more |
| Hunt, Graham K | Managing Partner | Jul 2015 | A | Less than 5% |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| United Assn Of Journeymen Plumbers & Pipefitters Local 357 Pension Plan | Board Of Trustees Of The Kalamazoo Plumbers & Pipefitters 357 Pension | 638 | $206M | 07/01/2024 |
| Carpenters' Pension Trust Fund Detroit And Vicinity | Board Of Trustees Of Carpenters' Pension Trust Funddetroit&Vicinity | 4,904 | $1.4B | 05/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 01/30/2026 | 1.11 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Other services
Custody
Reported custodians
- UBS $1.5B (82% of AUM) Jan 2026
- Northern Trust $85.7M (11% of AUM) Oct 2018
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jan 30, 2026.
View current Form ADV (SEC/IAPD) ↗