AUMdb

Estate Planners Of New England, Llc

State-registered Wealth Manager · Boutique (under $100M) CRD 133353 · SEC file 801-64743 · Portsmouth, NH · WWW.EPNE.NET
☆ Save with Pro ADV data as of Jan 31, 2025
Regulatory AUM
$52.0M
Discretionary
$52.0M
Clients
119
Avg AUM / client
$437K
Accounts
275
Employees
2

AUM over time

$52.0M $53.0M
Mar 1, 2012 Jan 31, 2025

Reported AUM from Form ADV filings, plotted by filing date · as of Jan 31, 2025

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 101 $28.5M 54.8%
High net worth individuals 18 $23.5M 45.2%

People (4)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Gregory William Lawrence Chief Compliance Officer/Managing Partner CFP Jul 2001 (25y) 75% or more
Zuba, Andrew, Myles Office Supervisor Feb 2005 (22y) Less than 5%
Eric Joseph Flaim Registered representative May 2015 (11y)
Gregg Adam Marks Registered representative Jul 2023 (3y)

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 01/31/2025 990 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jan 31, 2025.

View current Form ADV (SEC/IAPD) ↗