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Wealth Manager · Small ($100M–$1B)
CRD 133566
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ADV data as of Feb 10, 2026
- Regulatory AUM
- $197M
- Discretionary
- $197M
- Clients
- 48
- Avg AUM / client
- $4.1M
- Accounts
- 198
- Employees
- 1
AUM over time
$127M
$197M
Feb 21, 2023
Feb 10, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Feb 10, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 7 | $4.3M | 2.18% |
| High net worth individuals | 41 | $191M | 97.1% |
| Corporations and other businesses | Fewer than 5 | $1.4M | 0.7% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Fidelity Brokerage Services $197M (100% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 10, 2026.