AUMdb

Samsung Asset Management (New York), Inc.

SEC-registered Investment Adviser · Mid-sized ($1B–$10B) CRD 133827 · SEC file 801-64024 · New York, NY · www.linkedin.com
☆ Save with Pro ADV data as of Mar 25, 2026
Regulatory AUM
$8.2B
Discretionary
$8.2B
Clients
4
Avg AUM / client
$2.0B
Accounts
25
Employees
13

AUM over time

$1.8B $8.2B
Dec 2011 Dec 2025

Annual snapshots from Form ADV filings · as of Mar 25, 2026

Who they serve

Client typeClientsAUM% of AUM
Investment companies 1 $391M 4.79%
Other investment advisers 1 $7.6B 93.2%
Insurance companies 2 $168M 2.05%

People (3)

NameRole / titleCredentialsWith firm sinceOwnership
Shin, Jennifer, Haejung Chief Compliance Officer Oct 2017 (9y) Less than 5%
Lee, Jin A, Nmn President And Chief Investment Officer Jan 2023 (4y) Less than 5%
Suh, Chaehack, Nmn Chief Financial Officer Nov 2023 (3y) Less than 5%

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
Samsung Asset Management Company, Ltd. Owner Feb 2015 A 75% or more
Samsung Life Insurance Co., Ltd. Owner Feb 2015 B ≈ 56.25% – 100% via Samsung Asset Management Company, Ltd.

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Estimated effective ownership (look-through of filed bands):

  • Samsung Life Insurance Co., Ltd.: 75% – 100% of Samsung Asset Management Company, Ltd. × 75% – 100% direct ≈ 56.25% – 100% of the firm

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/25/2026 4.05 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management

Services

  • Portfolio management for investment companies
  • Portfolio management for businesses/institutional clients
  • Selection of other advisers
  • Other services

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 25, 2026.

View current Form ADV (SEC/IAPD) ↗