AUMdb

Centric Wealth Management, Llc

SEC-registered Insurance-Affiliated · Small ($100M–$1B) CRD 133877 · SEC file 801-63837 · Chicago, IL · faroadvisory.com
☆ Save with Pro ADV data as of Jul 07, 2026
Regulatory AUM
$793M
Discretionary
$793M
Clients
583
Avg AUM / client
$1.4M
Accounts
1,590
Employees
15

AUM over time

$108M $793M
Dec 2011 Jul 2026

Annual snapshots from Form ADV filings · as of Jul 07, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 442 $201M 25.4%
High net worth individuals 126 $555M 70.0%
Pension and profit sharing plans 7 $2.9M 0.37%
Charitable organizations 2 $3.2M 0.4%
Corporations and other businesses 6 $30.3M 3.82%

Retirement plan clients

Plans that reported this firm as an investment service provider on Form 5500 Schedule C.

Plan Location Plan year
Instituto Del Progreso Latino 403(b) Plan Instituto Del Progreso Latino 2024
Ywca Metropolitan Chicago 401(k) Plan Ywca Metropolitan Chicago 2024
Humboldt Park Health 403(b) Plan Humboldt Park Health 2024
Humboldt Park Health Retirement Plan Humboldt Park Health 2024
Sertoma Star Services 403(b) Plan Sertoma Star Services 2024

People (8)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Stacie J'ann Zapfel Chief Compliance Officer Jan 2012 (15y) Less than 5%
Virgil John Rutili Member CFP Mar 2018 (8y) 50% – 75%
Garett Joseph Nesbitt Registered representative Mar 2018 (8y)
Catalina Ulloa Registered representative Mar 2018 (8y)
Kelli Darner Wang Registered representative Mar 2018 (8y)
Juan Carlos Avila Registered representative May 2023 (3y)
Gavin Patrick Doyle Registered representative Aug 2023 (3y)
Ellis Temistocles Rutili Registered representative Nov 2024 (2y)

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
Fgmk Advisory, Llc Member Jul 2006 A 50% – 75%
Fgmk Business Holdings, Llc Member Jul 2006 B ≈ 37.5% – 75% via Fgmk Advisory, Llc
Fgmk Investments, Llc Member Jul 2006 B GP / trustee / elected manager of Fgmk Advisory, Llc (indirect)

Estimated effective ownership (look-through of filed bands):

  • Fgmk Business Holdings, Llc: 75% – 100% of Fgmk Advisory, Llc × 50% – 75% direct ≈ 37.5% – 75% of the firm

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Retirement plans served (5)

PlanSponsorParticipantsPlan assetsAs of
Instituto Del Progreso Latino 403(b) Plan Instituto Del Progreso Latino 178 $2.5M 07/01/2024
Ywca Metropolitan Chicago 401(k) Plan Ywca Metropolitan Chicago 244 $2.4M 07/01/2024
Humboldt Park Health 403(b) Plan Humboldt Park Health 936 $25.9M 01/01/2024
Humboldt Park Health Retirement Plan Humboldt Park Health 49 $22.8M 01/01/2024
Sertoma Star Services 403(b) Plan Sertoma Star Services 210 $9.1M 01/01/2024

From Form 5500 service-provider disclosures.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 07/07/2026 1.07 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges
  • Fixed fees
  • Commissions

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Pension consulting services

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 07, 2026.

View current Form ADV (SEC/IAPD) ↗