W&
Witter & Lester Inc
State-registered
Wealth Manager · Boutique (under $100M)
CRD 133913
·
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ADV data as of Aug 27, 2026
- Regulatory AUM
- $9.8M
- Discretionary
- $9.8M
- Clients
- 4
- Avg AUM / client
- $2.4M
- Accounts
- 6
- Employees
- 2
AUM over time
$9.8M
$9.8M
Mar 30, 2026
Aug 27, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Aug 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 4 | $9.8M | 100.0% |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Grover Wayne Whaley | Registered representative | Mar 2005 (22y) | ||
| Richard L Lester | Registered representative | Mar 2005 (22y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 980 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Publication of periodicals or newsletters
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Aug 27, 2026.
View current Form ADV (SEC/IAPD) ↗