Shah Capital Management, Inc
- Regulatory AUM
- $768M
- Discretionary
- $768M
- Clients
- 57
- Avg AUM / client
- $13.5M
- Accounts
- 83
- Employees
- 4
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Feb 23, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 23 | $18.8M | 2.45% |
| High net worth individuals | 27 | $60.1M | 7.82% |
| Pooled investment vehicles (non-investment companies) | 1 | $674M | 87.8% |
| Other | 6 | $14.7M | 1.91% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $445M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Shah Capital Opportunity Fund Lp master | Hedge Fund | Delaware | $445M | 80 |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Himanshu Harshad Shah | President And Chief Investment Officer | Jan 2005 (22y) | 75% or more | |
| Rao, Chaya, Nmn | Director, Compliance & Risk Management, Chief Compliance Officer | Oct 2007 (19y) | Less than 5% |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $445M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Shah Capital Opportunity Fund Lp | Hedge Fund | $445M | $1.0M | 80 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/23/2026 | 1.23 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
Custody
Reported custodians
- Charles Schwab & Co. $93.6M (12% of AUM) Feb 2026
- National Financial Services (Fidelity) $55.9M (18% of AUM) Mar 2018
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 23, 2026.
View current Form ADV (SEC/IAPD) ↗