AUMdb

Sky Investment Group Llc

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 134001 · SEC file 801-63875 · Hartford, CT · WWW.SKYIG.COM
☆ Save with Pro ADV data as of Mar 31, 2026
Regulatory AUM
$931M
Discretionary
$931M
Clients
396
Avg AUM / client
$2.4M
Accounts
929
Employees
11

AUM over time

$222M $931M
Mar 29, 2012 Mar 31, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Mar 31, 2026

Who they serve

Client typeClientsAUM% of AUM
High net worth individuals 386 $913M 98.1%
Pension and profit sharing plans 2 $7.5M 0.8%
Charitable organizations 8 $10.3M 1.11%

People (8)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
William Henry Newman Chief Compliance Officer/Cfo Jan 2005 (22y) 10% – 25%
Robert Bingham President Mar 2005 (21y) 75% or more
John Pardee Wright Member Jun 2008 (18y) 10% – 25%
Margaret Witherell Hubbard Registered representative Oct 2006 (20y)
John Tyler Waterman Registered representative Oct 2013 (13y)
Catherine Hart Mullen Registered representative Aug 2017 (9y)
Jared Porter Soper Registered representative Jul 2020 (6y)
Richard Joseph Pye Registered representative Oct 2020 (6y)

Undisclosed: 0% – 5% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/31/2026 1.18 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management

Services

  • Portfolio management for individuals/small businesses
  • Pension consulting services

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.

View current Form ADV (SEC/IAPD) ↗