AUMdb
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Prospect Hill Management, Llc

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 134080 · SEC file 801-121067 ·
☆ Save with Pro ADV data as of Mar 25, 2026
Regulatory AUM
$257M
Discretionary
$257M
Clients
39
Avg AUM / client
$6.6M
Accounts
39
Employees
2

AUM over time

$121M $257M
Mar 31, 2021 Mar 25, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Mar 25, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 2 $174K 0.07%
High net worth individuals 35 $209M 81.6%
Pooled investment vehicles (non-investment companies) 1 $46.9M 18.3%
Corporations and other businesses 1 $4.9K 0.0%

People (2)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
John Thomas Mccolgan President And Chief Compliance Officer Jul 2000 (26y) 75% or more
Mccolgan, James, William Vice President Jul 2000 (26y) 10% – 25%

Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/25/2026 898 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Fixed fees

Services

  • Portfolio management for individuals/small businesses
  • Portfolio management for pooled investment vehicles

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 25, 2026.

View current Form ADV (SEC/IAPD) ↗