ML
Marsha Lee & Company, Inc.
State-registered
Wealth Manager · Boutique (under $100M)
CRD 134286
· Palm Desert, CA
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ADV data as of Mar 06, 2025
- Regulatory AUM
- $33.2M
- Discretionary
- $33.2M
- Clients
- 24
- Avg AUM / client
- $1.4M
- Accounts
- 24
- Employees
- 3
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 24 | $33.2M | 100.0% |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Marsha Lee | Registered representative | Jan 1994 (33y) | ||
| Brian William Heublein | Registered representative | Feb 2020 (6y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/06/2025 | 1.01 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Commissions
Services
- • Portfolio management for individuals/small businesses
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 06, 2025.
View current Form ADV (SEC/IAPD) ↗