Bradesco Global Advisors Inc.
- Regulatory AUM
- $182M
- Discretionary
- $182M
- Clients
- 1,196
- Avg AUM / client
- $152K
- Accounts
- 1,196
- Employees
- 21
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Apr 07, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,049 | $10.4M | 5.75% |
| High net worth individuals | 145 | $5.2M | 2.86% |
| Pooled investment vehicles (non-investment companies) | 2 | $166M | 91.4% |
People (28)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Mauricio Franco Goulart Da Cunha | Executive Representative | May 2021 (5y) | Less than 5% | |
| Dulce Maria Galindo Gnibus | Chief Compliance Officer | Nov 2021 (5y) | Less than 5% | |
| Villela, Carlos, Alberto | Chief Accounting Officer | Nov 2021 (5y) | Less than 5% | |
| Eiji Aono | Chief Investment Officer | Apr 2022 (4y) | Less than 5% | |
| Guilherme, Luciano, Garcia | Head Of Digital Products | Oct 2023 (3y) | Less than 5% | |
| Manuel Alejandro De Pena | Registered representative | May 2019 (7y) | ||
| Sergio Vizintas Estefano | Registered representative | CFP | Nov 2021 (5y) | |
| Nestor J Lopez | Registered representative | May 2022 (4y) | ||
| Luiza Bassuma Alonso | Registered representative | Sep 2023 (3y) | ||
| Rodolfo Aponte | Registered representative | Dec 2023 (3y) | ||
| Douglas Guideli | Registered representative | Mar 2024 (2y) | ||
| Raphael Augusto Freitas | Registered representative | Apr 2024 (2y) | ||
| Eduardo Da Silveira Gomes | Registered representative | May 2024 (2y) | ||
| Gabriel Ignacio Osio Smith | Registered representative | CFA | May 2024 (2y) | |
| Daniel Marques Pereira | Registered representative | CFA | Jun 2024 (2y) | |
| Maria Eduarda Regino | Registered representative | Jun 2024 (2y) | ||
| Fernando Moscoso Leal | Registered representative | Oct 2024 (2y) | ||
| Marco Antonio Vieira Sadalla | Registered representative | Dec 2024 (2y) | ||
| Lucas Goncalves | Registered representative | Apr 2025 (1y) | ||
| Guilherme Porfirio Ferla | Registered representative | Jul 2025 (1y) | ||
| Daniel Dragone | Registered representative | Oct 2025 (1y) | ||
| Victor Queiroz Santos | Registered representative | Oct 2025 (1y) | ||
| Gabriel Mendes De Oliveira | Registered representative | Feb 2026 (1y) | ||
| Henrique Ponse Cardoso | Registered representative | Mar 2026 (0y) | ||
| Felipe Dabbah | Registered representative | May 2026 (0y) | ||
| Giuliano Andrei Jardim Cristofano Dal C M | Registered representative | CFA | May 2026 (0y) | |
| Luis Felipe Thomaz Henriques Oliveira | Registered representative | CFA | May 2026 (0y) | |
| Marcos Vinicius Rodrigues Vivacqua | Registered representative | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Bradesco Bank | Owner | Jul 2002 | A | 75% or more |
| Lecce Holdings S.A | Shareholder | Oct 2020 | B | ≈ 56.25% – 100% via Bradesco Bank |
| Banco Bradesco S.A. | Shareholder | Oct 2020 | B | ≈ 42.19% – 100% via Lecce Holdings S.A |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Lecce Holdings S.A: 75% – 100% of Bradesco Bank × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Banco Bradesco S.A.: 75% – 100% of Lecce Holdings S.A × 75% – 100% of Bradesco Bank × 75% – 100% direct ≈ 42.19% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/07/2026 | 1.19 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: THE SEC ALLEGED THAT FOR A SPECIFIC PERIOD OF TIME BRADESCO GLOBAL ADVISORS, INC. ADVERTISED HYPOTHETICAL PERFORMANCE ON ITS PUBLIC WEBSITE WITHOUT ADOPTING AND IMPLEMENTING POLICIES AND PROCEDURES REASONABLY DESIGNED TO ENSURE THAT THE HYPOTHETICAL PERFORMANCE WAS RELEVANT TO THE LIKELY FINANCIAL SITUATION AND INVESTMENT OBJECTIVE OF THE INTENDED AUDIENCE IN VIOLATION OF THE APPLICABLE MARKETING RULE Status: Final Sanction Detail: 20,000 PAID IN FULL BY FIRM ON 04/16/2024 Summary: BRADESCO GLOBAL ADVISORS, INC. AGREED TO THE ENTRY OF AN ORDER BY THE SECURITIES AND EXCHANGE COMMISSION AND TO A CEASE AND DESIST, CENSURE, AND FINE FOR THE ALLEGED VIOLATIONS OF THE MARKETING RULE. THE MATTER IS NOW CLOSED AND SETTLED FOR THE AMOUNT AND ON THE DATE STATED ABOVE. BRADESCO GLOBAL ADVISORS HAS FURTHER REVISED POLICIES AND PROCEDURES RELATED TO MARKETING AND REMOVED HYPOTHETICAL PERFORMANCE ADVERTISING FROM THE FIRM'S WEBSITE
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for pooled investment vehicles
- • Other services
Custody
Reported custodians
- Societe Generale $276M (99% of AUM) May 2022
- Interactive Brokers $15.6M (9% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 07, 2026.
View current Form ADV (SEC/IAPD) ↗