Oder Investment Management, Llc
- Regulatory AUM
- $367M
- Discretionary
- $339M
- Clients
- 201
- Avg AUM / client
- $1.8M
- Accounts
- 584
- Employees
- 6
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Feb 11, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 108 | $47.2M | 12.9% |
| High net worth individuals | 72 | $279M | 76.0% |
| Pension and profit sharing plans | 15 | $31.3M | 8.52% |
| Charitable organizations | Fewer than 5 clients | $5.0M | 1.37% |
| Corporations and other businesses | 6 | $4.5M | 1.22% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Bw Supplies, Llc 401(k) Profit Sharing Plan Bw Supplies, Llc | 2024 |
People (8)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Joshua Kenneth Oder | Portfolio Manager, Cco (Since 2017), Trustee Of The Joshua And Dana Oder Family Trust, Dated October 2, 2013 | Jan 1999 (28y) | 75% or more | |
| Oder, Dana | Trustee Of The Joshua And Dana Oder Family Trust, Dated October 2, 2013 | Oct 2013 (13y) | 75% or more | |
| Steven Samuel Zorn | Portfolio Manager, Trustee Of The Steven And Sonia Zorn Family Trust, Dated April 5, 2017 | Sep 2014 (12y) | 5% – 10% | |
| Zorn, Sonia | Trustee Of The Steven And Sonia Zorn Family Trust, Dated April 5, 2017 | Apr 2017 (9y) | 5% – 10% | |
| Erik Morgan Helmstetter | Portfolio Manager, Trustee Of The Helmstetter Family Revocable Trust, Dated July 10, 2008 | CFP | Apr 2018 (8y) | 5% – 10% |
| Helmstetter, Christine | Trustee Of The Helmstetter Family Revocable Trust, Dated July 10, 2008 | Apr 2018 (8y) | 5% – 10% | |
| Lucas Andrew Franco | Registered representative | Jan 2026 (1y) | ||
| Y Samuel Shih | Registered representative | Jan 2026 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| The Joshua And Dana Oder Family Trust, Dated October 2, 2013 | Managing Member | Oct 2013 | A | 75% or more |
| The Steven And Sonia Zorn Family Trust, Dated April 5, 2017 | Member | Apr 2017 | A | 5% – 10% |
| The Helmstetter Family Revocable Trust, Dated July 10, 2008 | Member | Apr 2018 | A | 5% – 10% |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Bw Supplies, Llc 401(k) Profit Sharing Plan | Bw Supplies, Llc | 1,250 | $8.4M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/11/2026 | 916 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Charles Schwab & Co. $336M (92% of AUM) Feb 2026
- American Funds Distributors, Inc. $2.8M (2% of AUM) Oct 2018
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 11, 2026.
View current Form ADV (SEC/IAPD) ↗