Cole Wealth Management, Llc
- Regulatory AUM
- $181M
- Discretionary
- $181M
- Clients
- 281
- Avg AUM / client
- $644K
- Accounts
- 774
- Employees
- 4
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of May 28, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 231 | $73.5M | 40.6% |
| High net worth individuals | 49 | $98.0M | 54.1% |
| Pension and profit sharing plans | 1 | $9.5M | 5.26% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Cole, Erica, S | Trustee | Feb 2005 (22y) | 50% – 75% of The Cole Trust Dtd 02/16/2005 (indirect) | |
| Martin Taylor Cole | Managing Member Chief Compliance Officer | CFP Chartered Financial Consultant | Feb 2005 (22y) | 50% – 75% of The Cole Trust Dtd 02/16/2005 (indirect) |
| Christopher Anthony O'brien | Registered representative | Dec 2005 (21y) | ||
| Robert Anthony Di Carlo | Registered representative | Jul 2011 (15y) | ||
| Paul Conrad Macias | Registered representative | CFP | Nov 2019 (7y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| The Cole Trust Martin T. Cole And Erica S. Cole, Trustees Dtd 01/25/2005 | Owner | Feb 2005 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/28/2026 | 902 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Other services
Custody
Firm reports having custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 28, 2026.
View current Form ADV (SEC/IAPD) ↗