Positive Delta Asset Management Llc
- Regulatory AUM
- $32.8M
- Discretionary
- $32.8M
- Clients
- 66
- Avg AUM / client
- $496K
- Accounts
- 105
- Employees
- 4
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 58 | $30.9M | 94.3% |
| High net worth individuals | 7 | $1.7M | 5.33% |
| Pension and profit sharing plans | 1 | $127K | 0.39% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Andi Kim | Elected Manager, Cio | CFA | Dec 2010 (16y) | ≈ 6.25% – 25% via Ak Financial Holdings, Inc. |
| Donald Dong Young Kim | Ceo | Dec 2010 (16y) | ≈ 25% – 56.25% via Sqk Capital Llc | |
| Kim, Harry, Hyun Woong | Cco | Dec 2010 (16y) | ≈ 25% – 56.25% via Sqk Capital Llc | |
| Han Joo Cho | Registered representative | Jun 2011 (15y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Sqk Capital Llc | Member | Dec 2010 | A | 50% – 75% |
| Ak Financial Holdings, Inc. | Member | Nov 2011 | A | 25% – 50% |
Estimated effective ownership (look-through of filed bands):
- Andi Kim: 25% – 50% of Ak Financial Holdings, Inc. × 25% – 50% direct ≈ 6.25% – 25% of the firm
- Donald Dong Young Kim: 50% – 75% of Sqk Capital Llc × 50% – 75% direct ≈ 25% – 56.25% of the firm
- Kim, Harry, Hyun Woong: 50% – 75% of Sqk Capital Llc × 50% – 75% direct ≈ 25% – 56.25% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 989 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $18.0M (55% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗