Worth Financial Group Inc.
- Regulatory AUM
- $123M
- Discretionary
- $123M
- Clients
- 55
- Avg AUM / client
- $2.2M
- Accounts
- 157
- Employees
- 11
AUM over time
Annual snapshots from Form ADV filings · as of Apr 21, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 13 | $4.4M | 3.61% |
| High net worth individuals | 42 | $118M | 96.4% |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Sheree Darlene Stacy | Registered representative | Nov 2009 (17y) | ||
| Lisa Lee Gesin | Registered representative | Mar 2010 (16y) | ||
| Robert Earl Wirth | Registered representative | Mar 2017 (9y) | ||
| Michael Bruce Digiacinto | Registered representative | Chartered Financial Consultant | Jan 2018 (9y) | |
| Daniel Martin Gesin | Registered representative | Mar 2021 (5y) | ||
| Robert Miles Tabor | Registered representative | Aug 2025 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/21/2026 | 1.2 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $119M (96% of AUM) Apr 2026
- National Financial Services (Fidelity) $4.3M (4% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 21, 2026.
View current Form ADV (SEC/IAPD) ↗