AUMdb

Randall Financial Group, Llc

State-registered Insurance-Affiliated · Small ($100M–$1B) CRD 134804 · SEC file 801-136827 · Smithfiled, RI · WWW.LINKEDIN.COM
☆ Save with Pro ADV data as of Jul 06, 2026
Regulatory AUM
$108M
Discretionary
$94.3M
Clients
153
Avg AUM / client
$703K
Accounts
373
Employees
8

AUM over time

$108M $108M
Jun 24, 2026 Jul 6, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Jul 06, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 123 $33.7M 31.3%
High net worth individuals 30 $68.2M 63.4%
Pension and profit sharing plans Fewer than 5 $4.4M 4.08%
Corporations and other businesses Fewer than 5 $1.3M 1.25%

People (8)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Oliver Randall Tutt Registered representative CFP Jun 2005 (21y)
Michael P Hogan Registered representative Sep 2025 (1y)
Reid Hartley Hansen Registered representative CFP Chartered Financial Consultant Sep 2025 (1y)
Eliza Siradze Registered representative Dec 2025 (1y)
Russell Albert Botvin Registered representative Feb 2026 (1y)
Alexander Hugh Cabral Registered representative Mar 2026 (0y)
Robert Joseph D Amico Registered representative Jun 2026 (0y)
Jacqueline Sue Prescott Registered representative Jun 2026 (0y)

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 07/06/2026 1.24 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Portfolio management for businesses/institutional clients
  • Pension consulting services

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 06, 2026.

View current Form ADV (SEC/IAPD) ↗