Collie Financial Planning, Inc.
- Regulatory AUM
- $163M
- Discretionary
- $163M
- Clients
- 243
- Avg AUM / client
- $670K
- Accounts
- 732
- Employees
- 2
AUM over time
Annual snapshots from Form ADV filings · as of Feb 22, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 188 | $58.8M | 36.1% |
| High net worth individuals | 54 | $103M | 63.2% |
| Charitable organizations | 1 | $1.2M | 0.71% |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Michael Reid Collie | President/Chief Compliance Officer | CFP | Mar 2005 (21y) | 75% or more |
| Logan Michael Collie | Registered representative | Sep 2023 (3y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/22/2026 | 968 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Truist Financial Corp $89.1M (55% of AUM) Feb 2026
- Altruist Financial $89.1M (55% of AUM) Feb 2026
- Charles Schwab & Co. $47.4M (29% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 22, 2026.
View current Form ADV (SEC/IAPD) ↗