Cl Wealth Management Llc
- Regulatory AUM
- $734M
- Discretionary
- $375M
- Clients
- 2,168
- Avg AUM / client
- $338K
- Accounts
- 2,165
- Employees
- 42
AUM over time
Annual snapshots from Form ADV filings · as of Mar 19, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,528 | $494M | 67.3% |
| High net worth individuals | 637 | $238M | 32.4% |
| Pension and profit sharing plans | 2 | $2.0M | 0.27% |
| Corporations and other businesses | 1 | $99.4K | 0.01% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Datavail Corporation 401 K Plan Datavail Corporation | 2024 |
People (42)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Roger Farrell Leibowitz | President | Nov 2011 (15y) | Less than 5% | |
| Bjorn Jordan | Cco | Jun 2019 (7y) | Less than 5% | |
| Ron Feinman | Registered representative | Apr 2011 (15y) | ||
| Shannon Agnes Shehorn | Registered representative | CFP | Jun 2011 (15y) | |
| Dennis Dale Mesward | Registered representative | CFP | Aug 2011 (15y) | |
| John Joseph Wyngaard | Registered representative | Oct 2011 (15y) | ||
| Mitchell L Ray | Registered representative | Oct 2011 (15y) | ||
| Peter Edward Bianchetto | Registered representative | Oct 2011 (15y) | ||
| William Raymond Bessette | Registered representative | Oct 2011 (15y) | ||
| Mark Edward Urban | Registered representative | Nov 2011 (15y) | ||
| Andre D Williams | Registered representative | Feb 2012 (15y) | ||
| Edgar A Wade | Registered representative | Mar 2012 (14y) | ||
| John Norman Doiron | Registered representative | May 2012 (14y) | ||
| Malcolm Robert Warneford Thomson | Registered representative | CFP | Jan 2013 (14y) | |
| Lamindy C Brandon Joseph | Registered representative | CFP | Apr 2013 (13y) | |
| Elana Rachel Feigenblatt | Registered representative | Oct 2013 (13y) | ||
| Gail Lynn Wangen | Registered representative | Nov 2013 (13y) | ||
| Paul Alan Knier | Registered representative | Dec 2013 (13y) | ||
| Scott Quentin Brodeen | Registered representative | Dec 2013 (13y) | ||
| Randolph Cienega Rodriguez | Registered representative | Feb 2016 (10y) | ||
| Louis Michael Jimenez | Registered representative | CFP Chartered Financial Consultant | Jun 2017 (9y) | |
| Robert Charles Waddell | Registered representative | Jun 2017 (9y) | ||
| Dell Raymond Hughes | Registered representative | Jun 2017 (9y) | ||
| William Anthony Brooks | Registered representative | Jul 2017 (9y) | ||
| Mark Andrew Wiacek | Registered representative | Sep 2017 (9y) | ||
| James Scott Rankin | Registered representative | Jun 2019 (7y) | ||
| Stephen Pavey Meskan | Registered representative | Aug 2019 (7y) | ||
| Joseph Dwayne Olheiser | Registered representative | Oct 2019 (7y) | ||
| Stuart Alan Epley | Registered representative | Oct 2019 (7y) | ||
| Kenneth Shawn Hyatt | Registered representative | Oct 2019 (7y) | ||
| Russell Paul Green | Registered representative | Mar 2021 (5y) | ||
| Steven Howard Kronethal | Registered representative | Apr 2021 (5y) | ||
| Thomas Anthony Davis | Registered representative | Jun 2021 (5y) | ||
| David S Winfrey | Registered representative | Jun 2021 (5y) | ||
| Meredith Denise Sims | Registered representative | Chartered Financial Consultant | Jun 2021 (5y) | |
| Bradley John Donner | Registered representative | Aug 2021 (5y) | ||
| David Alan Lakis | Registered representative | Aug 2022 (4y) | ||
| Joe Dennis Murray | Registered representative | Jan 2023 (4y) | ||
| Craig Allen Johnson | Registered representative | Jan 2023 (4y) | ||
| Daniel Edward Peltier | Registered representative | Jan 2023 (4y) | ||
| Eric Martin Ruth | Registered representative | Jan 2023 (4y) | ||
| Clifford William Shirah | Registered representative | Feb 2023 (3y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Pks Holding Llc | Member | Dec 2017 | A | 75% or more |
| Wentworth Management Services, Llc | Member | Feb 2017 | B | ≈ 56.25% – 100% via Pks Holding Llc |
| Binah Capital Group | Member | Apr 2024 | B | ≈ 42.19% – 100% via Wentworth Management Services, Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Wentworth Management Services, Llc: 75% – 100% of Pks Holding Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Binah Capital Group: 75% – 100% of Wentworth Management Services, Llc × 75% – 100% of Pks Holding Llc × 75% – 100% direct ≈ 42.19% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Datavail Corporation 401 K Plan | Datavail Corporation | 190 | $26.0M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/19/2026 | 2.47 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: WITHOUT ADMITTING OR DENYING THE FINDINGS, GREEN CONSENTED TO THE SANCTIONS AND TO THE ENTRY OF FINDINGS THAT HE FAILED TO ENSURE THAT ALL NECESSARY INFORMATION HAD BEEN OBTAINED FROM A CUSTOMER IN CONNECTION WITH THE DEPOSIT AND SALE OF A POSSIBLE CONTROL OR RESTRICTED STOCK. THE FINDINGS STATED THAT GREEN SERVED AS THE BRANCH OFFICE MANAGER OF HIS MEMBER FIRM'S BRANCH OFFICE. UNDER THE FIRM'S WRITTEN SUPERVISORY PROCEDURES IN EFFECT AT THE TIME, BRANCH MANAGERS WERE RESPONSIBLE FOR DAILY REVIEW OF ALL TRADES. ALSO, IN CASES INVOLVING THE SALE OF A CONTROL OR RESTRICTED STOCK, BRANCH MANAGERS WERE REQUIRED TO DETERMINE THE SELLER'S STATUS (AFFILIATE OR NON-AFFILIATE), DETERMINE THE ELIGIBILITY FOR SALE IN TERMS OF THE NUMBER OF SHARES AND THE TIMING OF THE SALE AND ASSIST THE CUSTOMER IN PREPARATION OF REQUIRED FORMS. Status: Final Sanction Detail: 10 DAY SUSPENSION FROM JULY 21,2014 THRU AUGUST 1, 2014 Summary: GREEN WAS THE MANAGER OF A BROKER WHOSE CLIENT DEPOSITED ELECTRONICALLY FROM THE TRANSFER AGENT SHARES OF SOME PENNY STOCKS OVER A TWO YEAR PERIOD. FINRA BELIEVED ADDITIONAL DUE DILIGENCE SHOULD HAVE BEEN CONDUCTED.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Other fees
- • THIRD PARTY ADVISORY FEES
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
- • Publication of periodicals or newsletters
- • Educational seminars/workshops
Custody
Reported custodians
- RBC $195M (27% of AUM) Mar 2026
- Raymond James $78.7M (11% of AUM) Mar 2026
- Charles Schwab & Co. $33.0M (5% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 19, 2026.
View current Form ADV (SEC/IAPD) ↗