Icw Investment Advisors, Llc
- Regulatory AUM
- $377M
- Discretionary
- $377M
- Clients
- 99
- Avg AUM / client
- $3.8M
- Accounts
- 341
- Employees
- 6
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 31, 2026
Investments (13F portfolio — 147 positions, $276,647,554)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Apple Inc | COM | $7,132,097 | 28,102 | 2.58% | 1.89% |
| 2 | Microsoft Corp | COM | $6,406,460 | 17,307 | 2.32% | 1.7% |
| 3 | Caseys Gen Stores Inc | COM | $6,305,940 | 8,664 | 2.28% | 1.67% |
| 4 | Broadcom Inc | COM | $5,811,515 | 18,777 | 2.1% | 1.54% |
| 5 | Nvidia Corporation | COM | $5,772,653 | 33,100 | 2.09% | 1.53% |
| 6 | Costco Wholesale Corporation | COM | $5,674,296 | 5,695 | 2.05% | 1.51% |
| 7 | Mastercard Incorporated | CL A | $5,279,811 | 10,567 | 1.91% | 1.4% |
| 8 | Abbvie Inc | COM | $5,278,305 | 24,269 | 1.91% | 1.4% |
| 9 | Visa Inc | COM CL A | $5,189,396 | 17,170 | 1.88% | 1.38% |
| 10 | Alphabet Inc | CAP STK CL A | $5,141,699 | 17,880 | 1.86% | 1.37% |
| 11 | Amazon Com Inc | COM | $5,080,266 | 24,393 | 1.84% | 1.35% |
| 12 | Vanguard Index Fds | S&P 500 ETF SHS | $5,063,649 | 8,474 | 1.83% | 1.34% |
| 13 | Oreilly Automotive Inc | COM | $4,873,583 | 52,796 | 1.76% | 1.29% |
| 14 | Walmart Inc | COM | $4,810,879 | 38,710 | 1.74% | 1.28% |
| 15 | Exxon Mobil Corp | COM | $4,318,189 | 25,452 | 1.56% | 1.15% |
| 16 | Johnson & Johnson | COM | $4,235,729 | 17,328 | 1.53% | 1.12% |
| 17 | Cencora Inc | COM | $4,139,856 | 13,178 | 1.5% | 1.1% |
| 18 | Tjx Cos Inc New | COM | $4,020,094 | 25,173 | 1.45% | 1.07% |
| 19 | Northrop Grumman Corp | COM | $3,952,402 | 5,793 | 1.43% | 1.05% |
| 20 | Ross Stores Inc | COM | $3,919,968 | 18,095 | 1.42% | 1.04% |
| 21 | Linde Plc | SHS | $3,815,474 | 7,696 | 1.38% | 1.01% |
| 22 | Pepsico Inc | COM | $3,710,900 | 23,897 | 1.34% | 0.99% |
| 23 | Lockheed Martin Corp | COM | $3,680,919 | 6,090 | 1.33% | 0.98% |
| 24 | Sherwin Williams Co | COM | $3,370,501 | 10,515 | 1.22% | 0.89% |
| 25 | Mcdonalds Corp | COM | $3,363,913 | 10,824 | 1.22% | 0.89% |
Top 25 of 147 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 17 | $8.5M | 2.26% |
| High net worth individuals | 79 | $353M | 93.7% |
| Pension and profit sharing plans | 1 | $5.3M | 1.41% |
| Charitable organizations | 2 | $9.9M | 2.63% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Vincent Harl Rossi | President, Chief Investment Officer | CFP | Aug 2005 (21y) | 75% or more |
| Charles Vincent Rossi | Vice President | CFP Chartered Financial Consultant CFA | Oct 2016 (10y) | Less than 5% |
| Carlson, Jillian, Suzanne | Chief Compliance Officer | Jan 2017 (10y) | Less than 5% | |
| Jennifer Jill Rossi | Vice President, Chief Administrative Officer | Chartered Financial Consultant | Feb 2019 (8y) | Less than 5% |
| Monique Marie Pressley | Registered representative | Chartered Financial Consultant | Aug 2016 (10y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 903 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Educational seminars/workshops
Custody
Reported custodians
- National Financial Services (Fidelity) $368M (98% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗