Svl Holding Corporation
- Regulatory AUM
- $39.8M
- Discretionary
- $39.8M
- Clients
- 179
- Avg AUM / client
- $222K
- Accounts
- 179
- Employees
- 3
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Feb 24, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 39 | $8.4M | 21.2% |
| High net worth individuals | 5 | $8.5M | 21.3% |
| Pension and profit sharing plans | 131 | $21.1M | 53.1% |
| Corporations and other businesses | 4 | $1.7M | 4.36% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Steven Sonvan Le | Chief Executive Officer, Chief Financial Officer, Chief Operations Officer, Chief Legal Officer, Chief Compliance Officer | Jun 1989 (37y) | 75% or more | |
| Brian David Walker | Registered representative | Apr 2024 (2y) | ||
| Helen Hsingwen Huang | Registered representative | Feb 2025 (2y) | ||
| Balamir Trunec | Registered representative | Apr 2025 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/24/2026 | 1.11 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: SVL'S FAILURE TO FILE ANNUAL FINANCIAL STATEMENTS WITH THE COMMISSIONER WITHIN 60 DAYS OF THE END OF SVL'S FISCAL YEAR (CORPORATION CODE SECTION 25249) Status: Final Sanction Detail: $1,500 ADMINISTRATIVE PENALTY Summary: SVL HAS BEEN FILING ITS FINANCIAL REPORTS WITH THE STATE COMMISSIONER WITHIN 60 DAYS OF THE END OF ITS FISCAL YEAR.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Charles Schwab & Co. $39.8M (100% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 24, 2026.
View current Form ADV (SEC/IAPD) ↗