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Wealth Manager · Mid-sized ($1B–$10B)
CRD 135188
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ADV data as of Feb 17, 2026
- Regulatory AUM
- $5.9B
- Discretionary
- $5.9B
- Clients
- 998
- Avg AUM / client
- $5.9M
- Accounts
- 4,333
- Employees
- 6
AUM over time
$2.3B
$5.9B
Dec 2011
Dec 2025
Annual snapshots from Form ADV filings · as of Feb 17, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 129 | $68.7M | 1.16% |
| High net worth individuals | 857 | $5.8B | 97.9% |
| Pension and profit sharing plans | 3 | $9.4M | 0.16% |
| Charitable organizations | 6 | $18.7M | 0.32% |
| Corporations and other businesses | 3 | $26.8M | 0.45% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $5.2B (87% of AUM) Feb 2026
- Fidelity Brokerage Services $739M (13% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 17, 2026.