AUMdb

Anchor Investment Management, Llc

SEC-registered Wealth Manager · Mid-sized ($1B–$10B) CRD 135296 · SEC file 801-64338 · Columbia, SC · WWW.ANCHORINVESTMENTMANAGEMENT.COM
☆ Save with Pro ADV data as of Mar 19, 2026
Regulatory AUM
$1.5B
Discretionary
$1.5B
Clients
821
Avg AUM / client
$1.8M
Accounts
2,159
Employees
17

AUM over time

$191M $1.5B
Feb 22, 2012 Mar 19, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Mar 19, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 524 $280M 18.5%
High net worth individuals 239 $1.1B 72.1%
Pension and profit sharing plans 16 $61.4M 4.05%
Charitable organizations 15 $22.0M 1.45%
Corporations and other businesses 16 $41.3M 2.73%
Other 11 $17.6M 1.16%

Retirement plan clients

Plans that reported this firm as an investment service provider on Form 5500 Schedule C.

Plan Location Plan year
South Carolina Episcopal Home At Still Hopes 401(k) Plan South Carolina Episcopal Home At Still Hopes West Columbia, SC 2024

People (8)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
W Patrick Dorn Principal/Owner/Managing Member CFA Nov 2000 (26y) 25% – 50%
John Heslep Moorman Principal Nov 2004 (22y) 10% – 25%
Pender, Margaret, Ellen Chief Compliance Officer, Principal Jan 2005 (22y) 10% – 25%
Joy Jones Watkins Principal CFP Chartered Financial Consultant Jan 2018 (9y) 10% – 25%
Charles Walker Williams Registered representative Jul 2016 (10y)
Greg Lee Dunston Registered representative Mar 2021 (5y)
James Brian Blackwelder Registered representative CFP Jul 2021 (5y)
Robert Shelton Norman Registered representative CFP Feb 2026 (1y)

Undisclosed: 0% – 45% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Retirement plans served (1)

PlanSponsorParticipantsPlan assetsAs of
South Carolina Episcopal Home At Still Hopes 401(k) Plan South Carolina Episcopal Home At Still Hopes 655 $8.6M 01/01/2024

From Form 5500 service-provider disclosures.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/19/2026 984 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Other services

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 19, 2026.

View current Form ADV (SEC/IAPD) ↗