AUMdb

Willner & Heller Llc

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 135406 · SEC file 801-112631 · Encino, CA · WWW.WILLNERHELLER.COM
☆ Save with Pro ADV data as of Jun 10, 2026
Regulatory AUM
$193M
Discretionary
$193M
Clients
178
Avg AUM / client
$1.1M
Accounts
472
Employees
3

AUM over time

$36.0M $193M
Feb 2, 2012 Jun 10, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Jun 10, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 124 $33.7M 17.4%
High net worth individuals 46 $154M 79.7%
Pension and profit sharing plans 3 $1.6M 0.82%
Charitable organizations 2 $3.9M 2.01%
Corporations and other businesses 3 $46.8K 0.02%

People (3)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Kenneth Lee Willner Partner Oct 2003 (23y) 50% – 75%
Matthew David Heller Partner & Chief Compliance Officer Oct 2003 (23y) 50% – 75%
Miles Kenneth Rader Registered representative Apr 2024 (2y)

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 06/10/2026 899 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management

Services

  • Portfolio management for individuals/small businesses
  • Portfolio management for businesses/institutional clients
  • Pension consulting services

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 10, 2026.

View current Form ADV (SEC/IAPD) ↗