Bcn Financial, Inc.
State-registered
Investment Adviser · Boutique (under $100M)
CRD 135655
· Alameda, CA
· WWW.BCNFIN.COM
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ADV data as of Nov 03, 2025
- Regulatory AUM
- $0
- Discretionary
- $0
- Clients
- —
- Avg AUM / client
- —
- Accounts
- 0
- Employees
- 7
People (8)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Dawn Oneal Hale | Registered representative | Sep 2005 (21y) | ||
| Gary Louis Muto | Registered representative | Sep 2005 (21y) | ||
| Jeffry Glenn Bratzler | Registered representative | CFP | Sep 2005 (21y) | |
| Tim Timothy Formica | Registered representative | Sep 2005 (21y) | ||
| Michael Romanchak | Registered representative | Feb 2012 (15y) | ||
| Michael James Parrinello | Registered representative | Nov 2015 (11y) | ||
| Delbert Adam White | Registered representative | Oct 2018 (8y) | ||
| E F Ryan Sullivan Hughes | Registered representative | Dec 2024 (2y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 11/03/2025 | 1000 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Publication of periodicals or newsletters
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Nov 03, 2025.
View current Form ADV (SEC/IAPD) ↗