Monarch Wealth Strategies
- Regulatory AUM
- $463M
- Discretionary
- $463M
- Clients
- 396
- Avg AUM / client
- $1.2M
- Accounts
- 956
- Employees
- 7
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 25, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 229 | $107M | 23.2% |
| High net worth individuals | 161 | $331M | 71.4% |
| Pension and profit sharing plans | 3 | $10.1M | 2.18% |
| Charitable organizations | 2 | $14.8M | 3.19% |
| Corporations and other businesses | 1 | $69.4K | 0.01% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Emergency Groups' Office 401(k) Plan Ego, Inc. Dba Brault | 2024 |
People (8)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Aaron Jeffrey Clark | President | CFP | Sep 2008 (18y) | ≈ 56.25% – 100% via The Ouroboros Revocable Trust |
| Nicole Renee Allen | Cco | Aug 2024 (2y) | Less than 5% | |
| Brian Thomas Johnson | Registered representative | Nov 2018 (8y) | ||
| Irene Therese Timmons | Registered representative | Oct 2020 (6y) | ||
| Grant S Colin | Registered representative | Sep 2023 (3y) | ||
| Nga Yu Ho | Registered representative | Mar 2024 (2y) | ||
| Lucas Ray Poteet | Registered representative | Jul 2025 (1y) | ||
| Fatemeh Ashouri | Registered representative | Apr 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| The Ouroboros Revocable Trust | Owner | Sep 2018 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Aaron Jeffrey Clark: 75% – 100% of The Ouroboros Revocable Trust × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Emergency Groups' Office 401(k) Plan | Ego, Inc. Dba Brault | 221 | $9.5M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/25/2026 | 944 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Reported custodians
- Charles Schwab & Co. $463M (100% of AUM) Mar 2026
- LPL Financial $95.5M (38% of AUM) Nov 2021
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 25, 2026.
View current Form ADV (SEC/IAPD) ↗