Mendota Financial Group, Llc
- Regulatory AUM
- $254M
- Discretionary
- $249M
- Clients
- 166
- Avg AUM / client
- $1.5M
- Accounts
- 881
- Employees
- 5
AUM over time
Annual snapshots from Form ADV filings · as of Mar 03, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 89 | $34.5M | 13.6% |
| High net worth individuals | 77 | $213M | 83.7% |
| Corporations and other businesses | Fewer than 5 clients | $6.9M | 2.7% |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Daniel Arthur Gresch | Member | CFP Chartered Financial Consultant | Aug 2005 (21y) | 25% – 50% |
| Kurt Mathias Ahrens | Member | Chartered Financial Consultant | Aug 2005 (21y) | 25% – 50% |
| Matthew Armstrong Goetzke | Managing Member | CFA | Aug 2005 (21y) | 25% – 50% |
| Hurd, Stacy, Michele | Chief Compliance Officer | Sep 2022 (4y) | Less than 5% | |
| Brian Allen Hellmer | Registered representative | CFA | Jun 2023 (3y) | |
| Owen Anthony Ahrens | Registered representative | Dec 2023 (3y) | ||
| Ethan Richard Ahrens | Registered representative | Jan 2025 (2y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/03/2026 | 977 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $188M (74% of AUM) Mar 2026
- Tiaa Cref Trust Company, Fsb $42.5M (17% of AUM) Mar 2026
- Tiaa/Cref $42.5M (17% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 03, 2026.
View current Form ADV (SEC/IAPD) ↗