Financial Legacy Management, Inc.
SEC-registered
Wealth Manager · Small ($100M–$1B)
CRD 136348
· SEC file 801-131149
· Little Rock, AR
· WWW.FINANCIALLEGACYMANAGEMENT.COM
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ADV data as of Apr 07, 2026
- Regulatory AUM
- $155M
- Discretionary
- $155M
- Clients
- 350
- Avg AUM / client
- $443K
- Accounts
- 715
- Employees
- 2
AUM over time
$119M
$155M
Aug 20, 2024
Apr 7, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Apr 07, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 350 | $155M | 100.0% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| John Wayne Kelley | Ceo/ Chief Compliance Officer | CFP | Jul 2005 (21y) | 50% – 75% |
| Alvin Rogers | Cfo | CFP | Jan 2011 (16y) | 50% – 75% |
| Margaret Louise Logue | Registered representative | Apr 2026 (0y) | ||
| Robin C Show | Registered representative | Apr 2026 (0y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/07/2026 | 896 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Other fees
- • RETAINER FOR FINANCIAL PLANNING
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 07, 2026.
View current Form ADV (SEC/IAPD) ↗