Archer Investment Corporation
SEC-registered
Wealth Manager · Mid-sized ($1B–$10B)
CRD 136403
· SEC file 801-64607
· Carmel, IN
· nracpa.com
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ADV data as of Mar 17, 2026
- Regulatory AUM
- $1.0B
- Discretionary
- $1.0B
- Clients
- 4,335
- Avg AUM / client
- $234K
- Accounts
- 5,147
- Employees
- 80
AUM over time
$52.0M
$1.0B
Dec 2011
Dec 2025
Annual snapshots from Form ADV filings · as of Mar 17, 2026
Investments (13F portfolio — 1,247 positions, $469,163,008)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Invesco Qqq Tr Unit Ser 1 | ETF | $26,408,240 | 45,754 | 5.63% | 2.61% |
| 2 | First Tr Exchange Traded Fd Cap Strength Etf | ETF | $26,246,508 | 282,951 | 5.59% | 2.59% |
| 3 | Spdr Portfolio S&P 500 Etf | ETF | $18,598,252 | 242,987 | 3.96% | 1.84% |
| 4 | Invesco Exchange Traded Fd Tr S&P500 Eql Wgt | ETF | $14,117,867 | 73,561 | 3.01% | 1.39% |
| 5 | First Tr Exchng Traded Fd Viii Ft Vest Us Eqt | ETF | $12,509,391 | 337,909 | 2.67% | 1.23% |
| 6 | Archer Invt Ser Tr Growth Etf | ETF | $10,856,518 | 474,372 | 2.31% | 1.07% |
| 7 | Innovator Etfs Trust Defined Wlt Shld | ETF | $10,325,290 | 308,540 | 2.2% | 1.02% |
| 8 | J P Morgan Exchange Traded Fd Jpmorgan Intl Vl | ETF | $8,419,292 | 98,311 | 1.79% | 0.83% |
| 9 | Apple Inc | COM | $7,480,749 | 29,476 | 1.59% | 0.74% |
| 10 | Innovator Etfs Trust Equity Defined Protection Etf 1 Yr Aug | ETF | $6,894,210 | 258,920 | 1.47% | 0.68% |
| 11 | Eli Lilly & Co | COM | $6,868,349 | 7,467 | 1.46% | 0.68% |
| 12 | Prologis Inc. Com | REIT | $6,512,244 | 49,268 | 1.39% | 0.64% |
| 13 | Microsoft Corp | COM | $6,483,029 | 17,514 | 1.38% | 0.64% |
| 14 | Alphabet Inc Cap Stk Cl A | COM | $6,012,939 | 20,910 | 1.28% | 0.59% |
| 15 | First Trust Exchange Traded Fund Vi Firsttrust Buywrite Income Etf | ETF | $5,391,448 | 234,922 | 1.15% | 0.53% |
| 16 | Ishares Tr Ibonds 26 Trm Ts | ETF | $4,931,266 | 215,198 | 1.05% | 0.49% |
| 17 | Broadcom Inc Com | COM | $4,873,906 | 15,747 | 1.04% | 0.48% |
| 18 | Nvidia Corporation Com | COM | $4,611,892 | 26,444 | 0.98% | 0.46% |
| 19 | Invesco Exchange Traded Fund Trust Ii Invesco Rafi Developed Markets Ex U.S. Etf | ETF | $4,537,916 | 64,920 | 0.97% | 0.45% |
| 20 | Jpmorgan Chase &Co. Com | COM | $4,417,802 | 15,018 | 0.94% | 0.44% |
| 21 | Meta Platforms Inc Class A Common Com | COM | $4,032,338 | 7,048 | 0.86% | 0.4% |
| 22 | Johnson &Johnson Com | COM | $3,798,559 | 15,540 | 0.81% | 0.37% |
| 23 | Vanguard Specialized Funds Div App Etf | ETF | $3,663,941 | 17,037 | 0.78% | 0.36% |
| 24 | Amazon.Com Inc | COM | $3,644,119 | 17,497 | 0.78% | 0.36% |
| 25 | Lockheed Martin Corp | COM | $3,509,780 | 5,807 | 0.75% | 0.35% |
Top 25 of 1,247 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 4,117 | $355M | 35.1% |
| High net worth individuals | 173 | $418M | 41.3% |
| Investment companies | 7 | $171M | 16.9% |
| Pension and profit sharing plans | 38 | $68.1M | 6.72% |
People (77)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Troy Carter Patton | Chief Compliance Officer | Sep 2005 (21y) | 75% or more | |
| Paul Francis Sullivan | Registered representative | Nov 2009 (17y) | ||
| John Wendell Rosebrough | Registered representative | CFA | Jul 2010 (16y) | |
| William Edward Newton | Registered representative | CFP | Oct 2011 (15y) | |
| Denise Jane Mellerup | Registered representative | Nov 2011 (15y) | ||
| Ricky Allen Krause | Registered representative | Jul 2012 (14y) | ||
| Christopher Owen Lake | Registered representative | Jul 2012 (14y) | ||
| David Koch | Registered representative | Sep 2012 (14y) | ||
| Rand Evans Holyoak | Registered representative | Sep 2012 (14y) | ||
| Mason David Heyde | Registered representative | Sep 2012 (14y) | ||
| Ryan Michael Watson | Registered representative | Nov 2012 (14y) | ||
| Scott Jacob Cavell | Registered representative | Dec 2014 (12y) | ||
| Ronald Edwin Odom | Registered representative | Jun 2015 (11y) | ||
| George Joseph Czerwionka | Registered representative | Jul 2015 (11y) | ||
| David Ray Robbins | Registered representative | Sep 2015 (11y) | ||
| Gabriel David Cena | Registered representative | CFP | Oct 2015 (11y) | |
| Rex A. Davidson | Registered representative | Feb 2017 (9y) | ||
| Sanjay Omprakash Asija | Registered representative | Aug 2017 (9y) | ||
| Cheryl Ann Schwartz | Registered representative | Nov 2017 (9y) | ||
| Rusty Fred Erwin Roush | Registered representative | Jan 2018 (9y) | ||
| Neil Alan Rago | Registered representative | Mar 2018 (8y) | ||
| Bill Miranda Casarez | Registered representative | Jun 2018 (8y) | ||
| Reno Mark Borgognoni | Registered representative | Jun 2018 (8y) | ||
| Thomas F Mc Gillycuddy | Registered representative | Nov 2018 (8y) | ||
| Slade Ralen Buell | Registered representative | Nov 2018 (8y) | ||
| Carl Frank Bosch | Registered representative | Jan 2019 (8y) | ||
| Amin Allauddin Kotadia | Registered representative | May 2019 (7y) | ||
| Kevin Miles Davis | Registered representative | CFP | Nov 2019 (7y) | |
| Thomas Jefferson Faulconer | Registered representative | CFP | Nov 2019 (7y) | |
| David Frank Alfano | Registered representative | Mar 2020 (6y) | ||
| Patricia Ann Maisongodfrey | Registered representative | Nov 2020 (6y) | ||
| Raeann Kerbow Forester | Registered representative | Sep 2021 (5y) | ||
| Ronald Glenn Morgan | Registered representative | Personal Financial Specialist | Feb 2022 (4y) | |
| Rhonda Marla Kuhn | Registered representative | Jun 2022 (4y) | ||
| Robert Lawrence Riesenbeck | Registered representative | Nov 2022 (4y) | ||
| Kathleen Honor Mccarthy | Registered representative | Jun 2023 (3y) | ||
| Kevin James Walker | Registered representative | Jun 2023 (3y) | ||
| Kurtis Allen Ternet | Registered representative | Aug 2023 (3y) | ||
| Andrew Isaac Hart | Registered representative | Sep 2023 (3y) | ||
| Elizabeth Mellis Newton | Registered representative | Dec 2023 (3y) | ||
| Jai Prabakaran | Registered representative | Jan 2024 (3y) | ||
| Robert Wayne Willsey | Registered representative | May 2024 (2y) | ||
| Yechiel Roth | Registered representative | CFP Personal Financial Specialist | Jul 2024 (2y) | |
| James David Heidt | Registered representative | Jul 2024 (2y) | ||
| Carolyn Rita Lambert | Registered representative | CFP | Aug 2024 (2y) | |
| Tamara Everman Williams | Registered representative | CFP | Oct 2024 (2y) | |
| Raj Goenka | Registered representative | Oct 2024 (2y) | ||
| Michael Gunckel | Registered representative | Nov 2024 (2y) | ||
| Daryn West | Registered representative | Dec 2024 (2y) | ||
| Brent King | Registered representative | Dec 2024 (2y) | ||
| Darrel Dwaine Shinn | Registered representative | Jan 2025 (2y) | ||
| Michael David Tannenbaum | Registered representative | Jan 2025 (2y) | ||
| Ikesh Kumar Pandey | Registered representative | Jan 2025 (2y) | ||
| Michael Joseph Adrian | Registered representative | Jul 2025 (1y) | ||
| Patrick Alexander Joss | Registered representative | Aug 2025 (1y) | ||
| Carl Alan Davis | Registered representative | Sep 2025 (1y) | ||
| Dennis Craig Brown | Registered representative | Sep 2025 (1y) | ||
| Samuel E Forkkio | Registered representative | Sep 2025 (1y) | ||
| H Dale Goembel | Registered representative | Oct 2025 (1y) | ||
| Nicholas Shirley | Registered representative | Oct 2025 (1y) | ||
| Gerard Everett Trask | Registered representative | Oct 2025 (1y) | ||
| Edward Sullivan | Registered representative | Oct 2025 (1y) | ||
| William Augustus Stack | Registered representative | Oct 2025 (1y) | ||
| Timothy James Crain | Registered representative | Nov 2025 (1y) | ||
| Mark Joseph Setaro | Registered representative | CFA | Nov 2025 (1y) | |
| Bryan Paul Struckmann | Registered representative | Nov 2025 (1y) | ||
| James M. Wesolowski | Registered representative | Personal Financial Specialist | Nov 2025 (1y) | |
| Trent Lee Arnold | Registered representative | Dec 2025 (1y) | ||
| Sheri Lynn Murak | Registered representative | Personal Financial Specialist | Dec 2025 (1y) | |
| Eric Cook | Registered representative | Dec 2025 (1y) | ||
| Raymond Edwin Wasser | Registered representative | Jan 2026 (1y) | ||
| Marcelino Dodge | Registered representative | Jan 2026 (1y) | ||
| Timothy Koehn | Registered representative | Jan 2026 (1y) | ||
| Aidan D Mejia | Registered representative | Feb 2026 (0y) | ||
| Jonathan Allan Pulito | Registered representative | May 2026 (0y) | ||
| Lance Michael Moquin | Registered representative | Jun 2026 (0y) | ||
| Sheila Celeste Chaplin | Registered representative | CFP | Jun 2026 (0y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/17/2026 | 1.07 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
Custody
Reported custodians
- TradePMR $325M (32% of AUM) Mar 2026
- Fidelity Brokerage Services $87.1M (9% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 17, 2026.
View current Form ADV (SEC/IAPD) ↗