North Berkeley Wealth Management, Llc
- Regulatory AUM
- $830M
- Discretionary
- $807M
- Clients
- 411
- Avg AUM / client
- $2.0M
- Accounts
- 1,502
- Employees
- 16
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 19, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 181 | $91.1M | 11.0% |
| High net worth individuals | 220 | $714M | 86.0% |
| Pension and profit sharing plans | 3 | $12.3M | 1.48% |
| Charitable organizations | 7 | $12.8M | 1.54% |
People (12)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Katherine Campbell King | Managing Member; Chief Compliance Officer | CFP | Jul 2005 (21y) | 50% – 75% |
| Samuel James Wood Bednarz | Managing Member | CFP | Jun 2015 (11y) | 10% – 25% |
| Brian Thomas Kozel | Managing Member | CFP | Nov 2015 (11y) | 25% – 50% |
| Matthew John Gatt | Registered representative | CFP | Oct 2016 (10y) | |
| Daniel Francis Nakahara | Registered representative | Feb 2017 (9y) | ||
| Jennifer Ann Regan | Registered representative | CFP | Oct 2019 (7y) | |
| Ariana Alisjahbana | Registered representative | CFP | Jul 2022 (4y) | |
| Debra Anne Ellisen | Registered representative | Jan 2025 (2y) | ||
| Maria Quintana Pilling | Registered representative | CFA | Feb 2025 (2y) | |
| Stephanie Michelle Nehmens | Registered representative | Jun 2025 (1y) | ||
| Kim Berger | Registered representative | Jul 2025 (1y) | ||
| Cagatay Koc | Registered representative | Jan 2026 (1y) |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/19/2026 | 995 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $673M (81% of AUM) Mar 2026
- Pershing $112M (13% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 19, 2026.
View current Form ADV (SEC/IAPD) ↗