Sage Capital Advisors, Llc
- Regulatory AUM
- $630M
- Discretionary
- $557M
- Clients
- 237
- Avg AUM / client
- $2.7M
- Accounts
- 522
- Employees
- 8
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Sep 29, 2025
Investments (13F portfolio — 136 positions, $481,915,605)
13F period Jun 30, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Apple Inc | COM | $41,286,221 | 142,681 | 8.57% | 6.56% |
| 2 | Alphabet Inc | CAP STK CL A | $25,222,069 | 70,577 | 5.23% | 4.0% |
| 3 | Amazon Com Inc | COM | $17,563,226 | 73,690 | 3.64% | 2.79% |
| 4 | Select Sector Spdr Tr | ST STR TECHN ETF | $14,860,993 | 78,002 | 3.08% | 2.36% |
| 5 | Microsoft Corp | COM | $14,355,314 | 38,484 | 2.98% | 2.28% |
| 6 | Nvidia Corporation | COM | $13,654,831 | 68,243 | 2.83% | 2.17% |
| 7 | State Str Spdr S&P 500 Etf T | TR UNIT | $13,204,198 | 17,682 | 2.74% | 2.1% |
| 8 | Johnson & Johnson | COM | $11,363,686 | 44,744 | 2.36% | 1.8% |
| 9 | Advanced Micro Devices Inc | COM | $10,575,302 | 18,205 | 2.19% | 1.68% |
| 10 | United Parcel Svcs Inc | CL B | $10,298,503 | 95,800 | 2.14% | 1.64% |
| 11 | Halliburton Co | COM | $9,461,067 | 278,676 | 1.96% | 1.5% |
| 12 | Select Sector Spdr Tr | ST STR CARE ETF | $9,396,834 | 59,226 | 1.95% | 1.49% |
| 13 | Verizon Communications Inc | COM | $9,054,705 | 213,857 | 1.88% | 1.44% |
| 14 | Pepsico Inc | COM | $8,538,959 | 63,065 | 1.77% | 1.36% |
| 15 | Smucker J M Co | COM NEW | $7,989,985 | 71,022 | 1.66% | 1.27% |
| 16 | Palantir Technologies Inc | CL A | $7,810,371 | 66,944 | 1.62% | 1.24% |
| 17 | Mosaic Co | COM | $7,571,950 | 357,336 | 1.57% | 1.2% |
| 18 | Union Pac Corp | COM | $7,440,984 | 27,357 | 1.54% | 1.18% |
| 19 | Chevron Corporation | COM | $7,309,151 | 44,095 | 1.52% | 1.16% |
| 20 | Home Depot Inc | COM | $7,281,243 | 20,645 | 1.51% | 1.16% |
| 21 | Rtx Corporation | COM | $6,723,274 | 35,436 | 1.4% | 1.07% |
| 22 | Vertiv Holdings Co | COM CL A | $6,556,459 | 19,582 | 1.36% | 1.04% |
| 23 | Spdr Series Trust | ST STR SP SEMI | $6,551,091 | 10,504 | 1.36% | 1.04% |
| 24 | Merck & Co Inc | COM | $6,507,028 | 50,638 | 1.35% | 1.03% |
| 25 | Select Sector Spdr Tr | ST STR INDL ETF | $6,409,966 | 34,605 | 1.33% | 1.02% |
Top 25 of 136 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 137 | $32.8M | 5.21% |
| High net worth individuals | 84 | $189M | 30.0% |
| Pension and profit sharing plans | 3 | $72.4M | 11.5% |
| Charitable organizations | 1 | $905K | 0.14% |
| Corporations and other businesses | 12 | $335M | 53.2% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Pala 401(k) Retirement Savings Plan Pala Band Of Mission Indians | 2024 |
People (8)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Diana Marie Blair | Chief Compliance Officer/Manager | Jul 2005 (21y) | ≈ 37.5% – 75% via D Blair Corporation | |
| Matthew Allen Johnson | Manager | CFA | Jul 2005 (21y) | ≈ 37.5% – 75% via Sage One Ltd |
| J Timothy Dyer | Registered representative | Nov 2011 (15y) | ||
| Jeffrey William Malone | Registered representative | Jan 2014 (13y) | ||
| Travis Christopher Verdin | Registered representative | Oct 2015 (11y) | ||
| Andrew Robert Nugent | Registered representative | CFA | Jul 2018 (8y) | |
| Carl Edward Rustin | Registered representative | Oct 2022 (4y) | ||
| Dustin Michael Holt | Registered representative | Jan 2026 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| D Blair Corporation | Member | Jul 2013 | A | 50% – 75% |
| Sage One Ltd | Member | Feb 2007 | A | 50% – 75% |
Estimated effective ownership (look-through of filed bands):
- Diana Marie Blair: 75% – 100% of D Blair Corporation × 50% – 75% direct ≈ 37.5% – 75% of the firm
- Matthew Allen Johnson: 75% – 100% of Sage One Ltd × 50% – 75% direct ≈ 37.5% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Pala 401(k) Retirement Savings Plan | Pala Band Of Mission Indians | 1,175 | $72.7M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 09/29/2025 | 1.02 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Publication of periodicals or newsletters
- • Educational seminars/workshops
Custody
Reported custodians
- Fidelity Brokerage Services $367M (58% of AUM) Sep 2025
- Charles Schwab & Co. $235M (37% of AUM) Sep 2025
- National Financial Services (Fidelity) $141M (46% of AUM) Apr 2021
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Sep 29, 2025.
View current Form ADV (SEC/IAPD) ↗