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Wealth Manager · Small ($100M–$1B)
CRD 136583
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ADV data as of Feb 27, 2025
- Regulatory AUM
- $182M
- Discretionary
- $180M
- Clients
- 304
- Avg AUM / client
- $600K
- Accounts
- 706
- Employees
- 3
AUM over time
$58.1M
$182M
Jan 30, 2012
Feb 27, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Feb 27, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 252 | $63.0M | 34.6% |
| High net worth individuals | 52 | $118M | 64.8% |
| Corporations and other businesses | Fewer than 5 | $1.1M | 0.63% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Other services
Custody
Reported custodians
- Fidelity Brokerage Services $182M (100% of AUM) Feb 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 27, 2025.