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Investment Adviser · Mid-sized ($1B–$10B)
CRD 136634
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ADV data as of Mar 31, 2026
- Regulatory AUM
- $2.6B
- Discretionary
- $2.6B
- Clients
- 13
- Avg AUM / client
- $200M
- Accounts
- 22
- Employees
- 7
AUM over time
$208M
$3.1B
Mar 29, 2012
Mar 31, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 3 | $1.0B | 38.6% |
| Pension and profit sharing plans | Fewer than 5 | $184M | 7.08% |
| Charitable organizations | 10 | $920M | 35.4% |
| Other investment advisers | Fewer than 5 | $212M | 8.15% |
| Corporations and other businesses | Fewer than 5 | $281M | 10.8% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- BNY Mellon $480M (18% of AUM) Mar 2026
- Northern Trust $460M (18% of AUM) Mar 2026
- State Street $401M (15% of AUM) Mar 2026
- J.P. Morgan $217M (10% of AUM) Mar 2023
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.