Harvest Investment Advisors, Llc
- Regulatory AUM
- $200M
- Discretionary
- $198M
- Clients
- 125
- Avg AUM / client
- $1.6M
- Accounts
- 280
- Employees
- 2
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 16, 2026
Investments (13F portfolio — 57 positions, $176,422,672)
13F period Dec 31, 2025| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Power Shares Qqq Trust | ETF | $34,427,271 | 56,042 | 19.5% | 17.2% |
| 2 | I Shares Msci Eafe Fund | ETF | $12,965,200 | 135,012 | 7.35% | 6.47% |
| 3 | I Shares Russell 2000 Fund | ETF | $10,712,226 | 43,517 | 6.07% | 5.35% |
| 4 | Fidelity Nasdaq Composite Index Fund | ETF | $7,514,358 | 82,214 | 4.26% | 3.75% |
| 5 | I Shares Msci Emerging Markets Fund | ETF | $5,961,693 | 108,969 | 3.38% | 2.98% |
| 6 | Vanguard Ftse Emerging Markets Fund | ETF | $5,378,258 | 100,042 | 3.05% | 2.69% |
| 7 | I Shares Msci Emerging Markets Ex China Fund | ETF | $4,106,202 | 56,497 | 2.33% | 2.05% |
| 8 | Goldman Sachs Group | Stock | $3,622,066 | 4,121 | 2.05% | 1.81% |
| 9 | Morgan Stanley | Stock | $3,083,459 | 17,369 | 1.75% | 1.54% |
| 10 | Huntington Ingalls Industries | Stock | $2,763,182 | 8,125 | 1.57% | 1.38% |
| 11 | Abb Vie | Stock | $2,703,112 | 11,830 | 1.53% | 1.35% |
| 12 | State Street | Stock | $2,550,183 | 19,767 | 1.45% | 1.27% |
| 13 | Synchrony Financial | Stock | $2,521,560 | 30,224 | 1.43% | 1.26% |
| 14 | Blackstone | Stock | $2,403,659 | 15,594 | 1.36% | 1.2% |
| 15 | General Dynamics | Stock | $2,377,605 | 7,062 | 1.35% | 1.19% |
| 16 | Raytheon Technologies | Stock | $2,361,947 | 12,879 | 1.34% | 1.18% |
| 17 | Kaiser Aluminum | Stock | $2,339,622 | 20,369 | 1.33% | 1.17% |
| 18 | Northern Trust | Stock | $2,316,976 | 16,963 | 1.31% | 1.16% |
| 19 | Williams Companies | Stock | $2,305,840 | 38,360 | 1.31% | 1.15% |
| 20 | Cisco Systems | Stock | $2,293,568 | 29,775 | 1.3% | 1.15% |
| 21 | Qualcomm | Stock | $2,220,457 | 12,981 | 1.26% | 1.11% |
| 22 | Amgen | Stock | $2,190,686 | 6,693 | 1.24% | 1.09% |
| 23 | L3 Harris Technologies | Stock | $2,185,139 | 7,443 | 1.24% | 1.09% |
| 24 | Black Rock | Stock | $2,141,744 | 2,001 | 1.21% | 1.07% |
| 25 | Allstate | Stock | $2,139,088 | 10,277 | 1.21% | 1.07% |
Top 25 of 57 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 79 | $26.0M | 13.0% |
| High net worth individuals | 43 | $173M | 86.4% |
| Charitable organizations | 3 | $1.3M | 0.64% |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Millard David Roberts | Principal And Chief Compliance Officer | CFA | May 2004 (22y) | 75% or more |
| Roberts, Kristin, Schrieber | Non Managing Member | Jan 2007 (20y) | 5% – 10% |
Undisclosed: 0% – 20% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/16/2026 | 906 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $199M (100% of AUM) Mar 2026
- Bank Of America, National Association $3.6M (3% of AUM) Mar 2023
- Fidelity Brokerage Services $745K (1% of AUM) Mar 2023
- Pershing $500K (0% of AUM) Mar 2023
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 16, 2026.
View current Form ADV (SEC/IAPD) ↗